Gregg Schonhorn – Financial Advisor/Broker Gregg Schonhorn Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Gregg Schonhorn was a formerly licensed financial advisor with FTN Financial Securities Corp. According to Gregg Schonhorn’s BrokerCheck report, Gregg Schonhorn was barred from the securities industry in March 2018.
According to Gregg Schonhorn’s BrokerCheck Report: The Securities and Exchange Commission finds that on December 20, 2016, Gregg Schonhorn pled guilty to a six-count information charging Gregg Schonhorn with conspiracy to commit securities fraud, securities fraud, honest services wire fraud, conspiracy to commit honest services wire fraud, bank fraud, and conspiracy to obstruct justice, in violation of 15 U.S.C. §§ 78j(b) and 78ff, 18 U.S.C. §§ 371, 1343, 1344, 1346, 1349 and 1512(k), and 17 CFR § 240.10b-5, before the United States District Court for the Southern District of New York, in United States v. Gregg Schonhorn, 1:16-cr-828. The counts of the information to which Gregg Schonhorn pled guilty alleged, among other things that, from on or about 2014 to 2016, Gregg Schonhorn willfully and knowingly committed securities fraud by engaging in a scheme with a co-conspirator, who served as a director of the New York State Common Retirement Fund (“NYSCRF”), to defraud NYSCRF. Specifically, the information alleged, in relevant part, that Greg Schonhorn paid bribes to his co-conspirator in exchange for NYSCRF fixed-income business, and his co-conspirator failed to disclose the existence of those bribes or the conflicts of interest inherent therein to the NYSCRF, to which the coconspirator owed fiduciary duties.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Gregg Schonhorn and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gregg Schonhorn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Gregg Schonhorn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/7/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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