Robert Scott Nathan (Robert Nathan) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Nathan | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert Nathan is a licensed financial advisor with Primary Capital, LLC. Robert Nathan was previously licensed with Monarch Capital Group, LLC and Tripoint Global Equities, LLC. According to Robert Nathan’s CRD, two recent customer disputes have been filed alleging sales practice violations against Robert Nathan.
Customer Dispute 7/31/18: Alleges unsuitable investment recommendations and misrepresentation concerning investment in Advance Entertainment II, LLC in October 2016. This customer dispute was settled for $42,500.
Customer Dispute 3/17/17: Allegations include failure to complete due diligence. This customer dispute was settled for $400,000.
If you lost any money on investments with Robert Nathan, you may be able to recover your losses. If you lost money on investments with Robert Nathan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Nathan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Nathan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/31/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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