Deborah Dickson Kelley (Debbie Kelley) – Financial Advisor/Broker Debbie Kelley Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Debbie Kelley was a formerly licensed financial advisor with Seaport Global Securities, Stifel, Nicolaus & Company and Sterne, Agee & Leach, Inc. According to Debbie Kelley’s BrokerCheck report, Debbie Kelley was barred from the securities industry in March 2018.
According to Debbie Kelley’s BrokerCheck Report: Debbie Kelley consented to the sanction and to the entry of findings that Debbie Kelley refused to appear for on-the-record testimony as requested by FINRA in connection with allegations that Debbie Kelley improperly provided gifts and entertainment to a portfolio manager of a public pension fund and misrepresented the nature of the expenses submitted for reimbursement.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Debbie Kelley and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Debbie Kelley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Debbie Kelley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/3/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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