Bruce Edward Smith (Bruce Smith) – Customer Dispute Filed Involving Financial Advisor/Broker Gregory Williams | Goodman & Nekvasil, PA May Recover Investor Losses
Bruce Smith is a currently licensed financial advisor/broker with Ameriprise Financial Services, Inc.
According to Bruce Smith’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Bruce Smith.
Customer Dispute 12/4/18: Claimants allege that their advisor recommended an overconcentration of REITs (KBS Real Estate Investment Trust and Behringer Harvard Opportunity REIT) and charged inappropriately high advisory and/or management fees. Claimants claim that from the end of 2008 to the end of 2016, their accounts decreased from $500,000 to $220,000. They request an unspecified amount in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Bruce Smith, you may be able to recover your losses. If you lost money on investments with Bruce Smith and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bruce Smith’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bruce Smith and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/30/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
Bruce Edward Smith, Bruce Smith, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Bruce Edward Smith, Bruce Smith