Sharon Zhang – Financial Advisor/Broker Sharon Zhang Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Sharon Zhang aka Mengxuan Zhang CRD #6548853
Sharon Zhang was a formerly licensed financial advisor with Cetera Investment Services LLC. FINRA reports that Sharon Zhang was previously fined $5,000 and suspended from the securities industry for one month in August 2019.
According to FINRA Allegations:
Sharon Zhang consented to the sanctions and to the entry of findings that Sharon Zhang falsified customer signature pages on member firm account forms for three different customers. The findings stated that Sharon Zhang reused customer signature pages without customers’ express permission and changed the dates on the forms to make it appear as if the customers had re-executed the forms. Sharon Zhang’s actions were intended to expedite the processing of transactions that her customers had authorized.
Goodman & Nekvasil, P.A. May Recover Investor Losses with Sharon Zhang
If you lost any money on investments with Sharon Zhang, you may be able to recover your losses. If you lost money on investments with Sharon Zhang and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sharon Zhang’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Sharon Zhang and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/26/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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