Juan Carlos Uribe (Juan Uribe) – Financial Advisor/Broker Juan Uribe Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Juan Carlos Uribe (Juan Uribe) CRD #4527409
Juan Uribe was a formerly licensed financial advisor with Wells Fargo Clearing Services LLC. Juan Uribe was a previously licensed financial advisor with JP Morgan Securities LLC. According to Juan Uribe’s BrokerCheck report, Juan Uribe was barred from the securities industry in January 2019.
According to FINRA Allegations: Respondent Juan Uribe failed to respond to FINRA request for information.
According to Juan Uribe’s BrokerCheck Report: Juan Uribe was discharged from Wells Fargo Clearing Services LLC in August 2018. Wells Fargo Clearing Services LLC reported that a customer alleged that they had loaned money to an outside business activity which Juan Uribe was involved and that several of the loan repayments were late. The firm subsequently discovered that the outside business activity had not been approved.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Juan Uribe and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Juan Uribe’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Juan Uribe and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/26/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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