Goodman & Nekvasil P.A, May Recover Investor Losses – Dennis Allen Webb (Deno Webb) Suspended from Securities Industry and Fired by Cantella & Co., Inc. From 2012 until Deno Webb’s firing in 2016, Deno Webb was licensed with Cantella & Co., Inc. According to FINRA’s records, Deno Webb was fired by Cantella & Co., Inc. on January 28, 2016. Cantella & …
Valentino Infante (Valentino Infante) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Valentino Infante (Valentino Infante) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry From 2010 until Valentino Infante’s firing in 2013, Valentino Infante was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Valentino Infante was fired by Wells Fargo Advisors, LLC on July 24, 2013. Wells Fargo Advisors, LLC reported …
Haran George Brucker (Haran Brucker) Formerly Licensed with Investors Capital Corp. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Haran George Brucker (Haran Brucker) Formerly Licensed with Investors Capital Corp. Haran Brucker was licensed with Investors Capital Corp. from 2004 to 2012. FINRA reports that five complaints and/or arbitration claims were filed involving Haran Brucker’s conduct with Investors Capital Corp., alleging unsuitability, investment losses, and/or unauthorized trading. These complaints and/or arbitration …
Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Joseph Jayne’s firing in 2014, Joseph Jayne was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Joseph Jayne was fired by Ameriprise Financial Services, Inc. on April 28, 2014. Ameriprise Financial …
Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Jennifer Johnson’s firing in 2016, Jennifer Johnson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jennifer Johnson was fired by Ameriprise Financial Services, Inc. on February …
Anna Khai a/k/a Anna Khatchatrian Formerly Licensed with Morgan Stanley, Barred From Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Anna Khai a/k/a Anna Khatchatrian Formerly Licensed with Morgan Stanley, Barred From Securities Industry Anna Khai was licensed with Morgan Stanley from 2012 to 2014. Anna Khai was previously licensed with HSBC Securities (USA) Inc. Anna Khai was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA) on …
Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc. From January 2013 until Malinda Rowe’s firing in November 2013, Malinda Rowe was licensed with Raymond James Financial Services, Inc. Malinda Rowe was previously licensed with SunTrust Investment Services, Inc. According to FINRA’s records, Malinda Rowe …
Blake Martin Sallee (Blake Sallee) Formerly Licensed with LPL Financial LLC Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments
Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments – Blake Martin Sallee (Blake Sallee) Formerly Licensed with LPL Financial LLC Barred from Securities Industry Blake Sallee was licensed with LPL Financial LLC from July 2010 to October 2013. Blake Sallee was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on …
Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. From 2003 until Deane Rudofker’s firing in 2015, Deane Rudofker was licensed with Wells Fargo Advisors, LLC. Deane Rudofker was subsequently licensed with Ameriprise Financial Services, Inc. and Summit Brokerage Services, Inc. According to FINRA’s records, …
Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots Fired by Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses
Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots, Fired by Morgan Stanley – Goodman & Nekvasil P.A., May Recover Investor Losses From 2009 until Jeane Silerio-Koots’ firing in 2015, Jeane Silerio-Koots was licensed with Morgan Stanley. Jeane Silerio-Koots was subsequently licensed with Raymond James & Associates, Inc. and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s …