Goodman & Nekvasil P.A. May Recover Investor Losses – Eubiquity Capital LLC Involved in Ponzi Scheme Stephen Eubanks, a licensed broker with Bright Trading, LLC from 2010 until Stephen Eubanks’ firing in 2016, pled guilty to one count of wire fraud for Stephen Eubanks’ involvement with Eubiquity Capital, LLC. The SEC reported to FINRA that the criminal information Stephen Eubanks pled …
M&M Real Estate Investments, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – M&M Real Estate Investments, LLC M&M Real Estate Investments, LLC is a limited-liability company formed by Terence Marable and Terence Marable’s wife, for the purpose of buying and selling real estate properties. FINRA suspended Terence Marable (and Ameriprise Financial Services, Inc. fired Terence Marable) for Terence Marable’s involvement with M&M Real Estate …
Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2006 until Li-Lin Hsu’s firing in 2015, Li-Lin Hsu was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Li-Lin Hsu was fired by Ameriprise Financial Services, Inc. on March 27, 2015. Ameriprise Financial …
Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC Gregory Friel was formerly licensed with Concorde Investment Services, LLC, Capital Financial Services, Inc., Infinex Investments, Inc. and Harvest Capital LLC. FINRA reports that a lawsuit was filed involving Gregory Friel’s conduct with a prior employer. …
Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC Jon Mirer was licensed with Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer is now licensed with Ameriprise Financial Services, Inc. FINRA reports that four complaints were filed involving Jon Mirer’s conduct with Wells Fargo Advisors, LLC, …
Timothy Knutson – Financial Advisor Timothy Knutson Suspended from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Timothy Knutson – Financial Advisor Timothy Knutson Suspended from Securities Industry Timothy Knutson CRD #5682317 From 2011 until Timothy Knutson’s resignation in 2015, Timothy Knutson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Timothy Knutson was permitted to resign from Ameriprise Financial Services, Inc. on July 9, 2015. …
Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading In suspending Eagle Telephonics, Inc. (EGLA) stock from trading, the SEC explained that Eagle Telephonics, Inc. (EGLA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended July …
Miller Energy Resources, Inc. (MILLQ) – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Miller Energy Resources, Inc. (MILLQ) Goodman & Nekvasil, P.A. has filed several group arbitration claims alleging that Wells Fargo Advisors, LLC failed to conduct a reasonable due diligence before recommending Miller Energy Preferred Stock to our clients. If you invested in Miller Energy Resources, Inc. (MILLIQ) stock at the recommendation of your …
Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC From March 2015 until Joshua O’Gara’s firing in May 2016, Joshua O’Gara was licensed with MML Investors Services, LLC. Joshua O’Gara was previously licensed with Questar Capital Corporation. According to FINRA’s records, Joshua O’Gara was fired by MML Investors Services, LLC …
Brent Morgan Porges (Brent Porges) Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Brent Morgan Porges (Brent Porges) Suspended from Securities Industry Brent Porges has been licensed with Meyers Associates, L.P., Newbridge Securities Corporation and Craig Scott Capital, LLC. Brent Porges was suspended from the securities and investment banking industry indefinitely by the Financial Industry Regulatory Authority (FINRA) in May 2017. FINRA reports that …