Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. – Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities Industry Gerry Cocuzzo has been licensed with Newbridge Securities Corporation and IAA Financial LLC. According to FINRA, the SEC reported that Gerry Cocuzzo pleaded guilty to one count of securities fraud on October …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry Jerry McCutchen was licensed with Berthel, Fisher & Company Financial Services, Inc. from 2007 to 2014. Jerry McCutchen was barred from the securities and investment banking industry by the Financial Industry …

Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. | Pranav Patel – Financial Advisor Pranav Patel Pleads Guilty to Securities Fraud and is Barred from Securities Industry Pranav Patel CRD #5391213 Pranav Patel has been licensed with Dawson James Securities, Inc., Columbus Advisory Group, LTD., CBG Financial Group, Inc. and National Securities Corporation. According to FINRA, …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry James Ignatowich has been licensed with Newbridge Securities Corporation from 2014 to 2016. James Ignatowich previously licensed with Investors Capital Corp. James Ignatowich was barred from the securities and investment banking industry by the Financial Industry …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Ralph Christopher Calabro Barred from Securities Industry Ralph Calabro was licensed with National Securities Corporation from 2011 to 2013. Ralph Calabro was barred from the securities and investment banking industry by the Securities and Exchange Commission (SEC) on May 29, 2015. Ralph Calabro was also fined $150,000, ordered to pay a …

Goodman & Nekvasil P.A, May Recover Your Investment Losses | Christopher Tolmacs – Financial Advisor Christopher Tolmacs Barred from Securities Industry  Christopher Tolmacs CRD #4648724 Christopher Tolmacs was licensed with Triad Advisors, Inc. from 2008 to 2016. Christopher Tolmacs was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on March 10, 2016. Christopher …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – David Leonard Sheppard Barred from Securities Industry David Sheppard was formerly licensed with Meyers Associates, L.P., Aegis Capital Corp., and Bishop, Rosen & Co., Inc. David Sheppard was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on April 6, 2017. David Sheppard consented to …

Michael Halla – Financial Advisor Michael Halla Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Halla CRD #2738221 From 1996 until Michael Halla’s resignation in 2012, Michael Halla was licensed with Ameriprise Financial Services, Inc. Michael Halla is now licensed with SII Investments, Inc. According to FINRA’s records, Michael Halla was permitted to resign …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Jay Landa (Stephen Landa) Suspended from Securities Industry and Resigned from Invest Financial Corporation From 2005 until Stephen Landa’s resignation in 2015, Stephen Landa was licensed with Invest Financial Corporation. According to FINRA’s records, Stephen Landa resigned from Invest Financial Corporation on August 5, 2015. Invest Financial Corporation reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Radcliffe Robert Daly (Cliff Daly) a/k/a Radd Daly Suspended from Securities Industry, Permitted to Resign from Ameriprise Financial Services, Inc. From 2003 until 2013, Cliff Daly was licensed with Ameriprise Financial Services, Inc. Cliff Daly was subsequently licensed with IFS Securities. According to FINRA’s records, Cliff Daly was permitted to resign from …