Goodman & Nekvasil P.A., May Recover Investor Losses – Rick Alan Davidson (Rick Davidson) Formerly Licensed with Morgan Stanley From 2009 until Rick Davidson’s resignation in 2016, Rick Davidson was licensed with Morgan Stanley. Rick Davidson is now licensed with National Securities Corporation. Rick Davidson was also licensed with Jefferies LLC. According to FINRA, Rick Davidson resigned from Morgan Stanley on …
George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc. From 2006 until George Bussanich’s firing in 2011, George Bussanich was licensed with Kovack Securities Inc. According to FINRA’s records, George Bussanich was fired by Kovack Securities Inc. on December 31, 2011. Kovack Securities Inc. reported to FINRA that …
Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2007 until Jeffrey Ingros’ firing in 2013, Jeffrey Ingros was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jeffrey Ingros was then licensed with Raymond James Financial Services, Inc. from November …
Anthony Vultaggio, Jr. (Anthony Vultaggio) Formerly Licensed with American Capital Partners, LLC, Barred from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Vultaggio, Jr. (Anthony Vultaggio) Formerly Licensed with American Capital Partners, LLC, Barred from Securities Industry From 2007 until 2017, Anthony Vultaggio was licensed with American Capital Partners, LLC. FINRA brought a disciplinary action against Anthony Vultaggio in 2017. Anthony Vultaggio consented to a bar from the securities industry. FINRA reports that …
Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc. From 2004 until Stuart Cahill’s firing in 2013, Stuart Cahill was licensed with Triad Advisors, Inc. According to FINRA records, Stuart Cahill was fired by Triad Advisors, Inc. on February 28, 2013. Triad Advisors, Inc. reported to …
William Daniel Bucci Pleads Guilty to Securities Fraud – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – William Daniel Bucci Pleads Guilty to Securities Fraud William Bucci was licensed with Financial Network Investment Corporation from August 2011 to May 2012. William Bucci was formerly licensed with Oppenheimer & Co., Inc. from April 2007 to August 2011. The Securities and Exchange Commission (“SEC”) reports that on June 8, 2016, …
Michael Anthony Barina Suspended from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Michael Anthony Barina Suspended from Securities Industry Michael Barina was licensed with Aegis Capital Corp. from November 2011 to May 2013. Michael Barina was suspended from the securities and investment banking industry for three months and fined $12,500 by the Financial Industry Regulatory Authority (FINRA) in September 2013. Michael Barina consented …
Daniel Glick – Financial Advisor Daniel Glick Charged with Theft
Goodman & Nekvasil P.A. Files Arbitration Claim | Daniel Glick – Financial Advisor Daniel Glick Charged with Theft Daniel Glick CRD #2175655 Goodman & Nekvasil, P.A. has filed an arbitration claim against Transamerica Financial Advisors, Inc. seeking to recover monies misappropriated by Transamerica Financial Advisors, Inc.’s agent, Daniel Glick. From 2012 until Daniel Glick’s firing in 2014, Daniel Glick was licensed …
Mark John Nuovo (Mark Nuovo) Formerly Licensed with Euro Pacific Capital, Inc., Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Mark John Nuovo (Mark Nuovo) Formerly Licensed with Euro Pacific Capital, Inc., Barred from Securities Industry From 2008 until Mark Nuovo’s resignation in 2012, Mark Nuovo was licensed with Euro Pacific Capital, Inc. According to FINRA’s records, Mark Nuovo resigned from Euro Pacific Capital, Inc. on January 17, 2012. Euro Pacific Capital, …
Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation From 1997 until Richard Muhlberg’s firing in 2015, Richard Muhlberg was licensed with Sigma Financial Corporation. According to FINRA’s records, Richard Muhlberg was fired by Sigma Financial Corporation on June 5, 2015. Sigma Financial Corporation reported to FINRA that …