Goodman & Nekvasil P.A., May Recover Investor Losses – Gerolyn E. Shapiro (Gigi Shapiro) a/k/a Gerolyn Elizabeth Beebe Formerly Licensed with Pruco Securities, LLC  Gigi Shapiro was licensed with Pruco Securities, LLC from 2013 to 2015. Gigi Shapiro was also licensed with Sagepoint Financial, Inc. and Signator Investors, Inc. FINRA reports that a complaint was filed involving Gigi Shapiro’s conduct with …

Goodman & Nekvasil P.A., May Recover Investor Losses – Rodney Dale Nolen (Rodney Nolen) Fired by Pruco Securities, LLC and The O.N. Equity Sales Company From 2013 until Rodney Nolen’s firing in 2015, Rodney Nolen was licensed with Pruco Securities, LLC. Rodney Nolen was previously licensed with The O.N. Equity Sales Company. According to FINRA’s records, Rodney Nolen was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Rafael Santiago Fired by COR Clearing, LLC and Barred from Securities Industry  From 2013 until Rafael Santiago’s firing in 2014, Rafael Santiago was licensed with COR Clearing, LLC. Rafael Santiago was also licensed with Primary Capital, LLC and Morgan Stanley. According to FINRA’s records, Rafael Santiago was fired by COR Clearing, LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward John Sabo (Edward Sabo) Fired by Raymond James Financial Services, Inc.  From 2012 until Edward Sabo’s firing in 2016, Edward Sabo was licensed with Raymond James Financial Services, Inc. Edward Sabo was previously licensed with Wells Fargo Advisors, LLC. Edward Sabo is now licensed with Capital Investment Group, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Alan Schumaker (Jeff Schumaker) Fired by Transamerica Financial Advisors, Inc. and Barred from Securities Industry  From 1997 until Jeff Schumaker’s firing in 2014, Jeff Schumaker was licensed with Transamerica Financial Advisors, Inc. According to FINRA’s records, Jeff Schumaker was fired by Transamerica Financial Advisors, Inc. on June 24, 2014. Transamerica Financial …

Goodman & Nekvasil P.A., May Recover Investor Losses – Seth Fenn Formerly Licensed with Pruco Securities, LLC  From 2013 until 2015, Seth Fenn was licensed with Pruco Securities, LLC. Seth Fenn is now licensed with Signator Investors, Inc. According to FINRA’s records, Seth Fenn resigned from Pruco Securities, LLC on May 20, 2015. Pruco Securities, LLC reported to FINRA that Seth …

Goodman & Nekvasil P.A., May Recover Investor Losses – Nick Hsieh a/k/a Hsiao Nuog Hseih and Hsiao Hsieh, Fired by Wells Fargo Advisors, LLC  From 2009 until Nick Hsieh’s firing in 2013, Nick Hsieh was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Nick Hsieh was fired by Wells Fargo Advisors, LLC on April 16, 2013. Wells Fargo Advisors, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Martin Harman (Bob Harman) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2014 until Bob Harman’s firing in 2015, Bob Harman was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bob Harman was previously licensed with State Farm VP Management Corp. and ING Financial Partners, Inc. According to …

Goodman & Nekvasil P.A., May Recover Losses on Natural Resources Gateway Group and/or Other Investments – Daniel Lee Hudson (Daniel Hudson) Formerly Licensed with Pruco Securities, LLC and Suspended from Securities Industry From 2000 until 2012, Daniel Hudson was licensed with Pruco Securities, LLC. According to FINRA’s records, Daniel Hudson resigned from Pruco Securities, LLC on January 27, 2012. Pruco Securities, …

Colleen Geraghty – Financial Advisor Colleen Geraghty Discharged by Pruco Securities, LLC | Goodman & Nekvasil, PA May Recover Investor Losses Colleen Geraghty CRD #6375688 From 2015 until Colleen Geraghty’s firing in 2017, Colleen Geraghty was licensed with Pruco Securities, LLC. Colleen Geraghty was previously licensed with Princor Financial Services Corporation. According to FINRA’s records, Colleen Geraghty was fired by …