Shawn Sapp – Financial Advisor Shawn Sapp Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Shawn Sapp CRD #4913087 From 2007 until Shawn Sapp’s resignation in 2013, Shawn Sapp was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Shawn Sapp resigned from Ameriprise Financial Services, Inc. on January 14, 2013. Ameriprise Financial Services, …
Nazeeh I. Aranki (Nazeeh Aranki) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Options Losses
Goodman & Nekvasil P.A., May Recover Options Losses – Nazeeh I. Aranki (Nazeeh Aranki) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Nazeeh Aranki’s firing in 2012, Nazeeh Aranki was licensed with Ameriprise Financial Services, Inc. Nazeeh Aranki is now licensed with Western International Securities, Inc. According to FINRA’s records, Nazeeh Aranki was fired by …
Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC From 2015 until Darren Allen’s firing in 2016, Darren Allen was licensed with Wells Fargo Advisors, LLC. Darren Allen was previously licensed with J.P. Morgan Securities LLC and Chase Investment Services Corp. According to FINRA’s records, Darren Allen was fired by …
Robert Kenneth Stephens (Robert Stephens) Terminated by Allstate Financial Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Kenneth Stephens (Robert Stephens) Permitted to Resign from Allstate Financial Services, LLC From 2000 until Robert Stephens’ resignation in 2015, Robert Stephens was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Robert Stephens was permitted to resign from Allstate Financial Services, LLC on July 16, 2015. Allstate Financial Services, …
Randall A. Samson (Randall Samson) Barred from Securities Industry and Resigned from Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Randall A. Samson (Randall Samson) Barred from Securities Industry and Resigned from Ameriprise Financial Services, Inc. From 1996 until Randall Samson’s resignation in 2014, Randall Samson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Randall Samson resigned from Ameriprise Financial Services, Inc. on April 1, 2014. Ameriprise Financial Services, …
Edward Keith Roos (Edward Roos) a/k/a E. Keith Roos Suspended from Securities Industry and Fired by LPL Financial LLC- Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Keith Roos (Edward Roos) a/k/a E. Keith Roos Suspended from Securities Industry and Fired by LPL Financial LLC From 2011 until Edward Roos’ firing in 2014, Edward Roos was licensed with LPL Financial LLC. According to FINRA’s records, Edward Roos was fired by LPL Financial LLC on April 25, 2014. LPL …
Jeffrey Todd Riggs (Jeffrey Riggs) Fired by Investment Professionals, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Jeffrey Todd Riggs (Jeffrey Riggs) Fired by Investment Professionals, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From February 2016 until Jeffrey Riggs’ firing in September 2016, Jeffrey Riggs was licensed with Investment Professionals, Inc. Jeffrey Riggs was previously licensed with American Fidelity Securities, Inc. and CUNA Brokerage Services, Inc. According to FINRA’s records, Jeffrey Riggs was fired …
Jeanne Tabor Barnard (Jeanne Barnard) Fired by Wells Fargo Clearing Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Jeanne Tabor Barnard (Jeanne Barnard) Fired by Wells Fargo Clearing Services, LLC From 2015 until Jeanne Barnard’s firing in 2017, Jeanne Barnard was licensed with Wells Fargo Clearing Services, LLC. Jeanne Barnard was previously licensed with Ameriprise Financial Services, Inc. and SunTrust Investment Services, Inc. According to FINRA’s records, Jeanne Barnard was …
Barry Stephen Brower (Barry Brower) Suspended from Securities Industry and Resigned from Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Losses on GOGO, Inc. (GOGO) and/or Other Investments
Goodman & Nekvasil P.A., May Recover Losses on GOGO, Inc. (GOGO) and/or Other Investments – Barry Stephen Brower (Barry Brower) Suspended from Securities Industry and Resigned from Ameriprise Financial Services, Inc. From 1987 until Barry Brower’s resignation in 2014, Barry Brower was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Barry Brower resigned from Ameriprise Financial Services, Inc. on …
Patrick Gordon Carr (Patrick Carr) Suspended from Securities Industry and Fired by UBS Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Patrick Gordon Carr (Patrick Carr) Suspended from Securities Industry and Fired by UBS Financial Services, Inc. From 2008 until Patrick Carr’s firing in 2013, Patrick Carr was licensed with UBS Financial Services, Inc. Patrick Carr is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Patrick Carr was fired by …