Goodman & Nekvasil P.A., May Recover Investor Losses – Judith Ann Copeland (Judi Copeland) a/k/a Judi Mack Fired by Ameriprise Financial Services, Inc. From 2006 until Judi Copeland’s firing in 2012, Judi Copeland was licensed with Ameriprise Financial Services, Inc. Judi Copeland was also licensed with Riversource Distributors, Inc. According to FINRA’s records, Judi Copeland was fired by Ameriprise Financial Services, …
Theresa Ann Crescenzi (Theresa Crescenzi) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Theresa Ann Crescenzi (Theresa Crescenzi) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From April 2014 until Theresa Crescenzi’s firing in October 2014, Theresa Crescenzi was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Theresa Crescenzi was previously licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Theresa Crescenzi …
Brian Conrad Dorgan (Brian Dorgan) Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Conrad Dorgan (Brian Dorgan) Fired by Wells Fargo Advisors, LLC From 2007 until Brian Dorgan’s firing in 2015, Brian Dorgan was licensed with Wells Fargo Advisors, LLC. Brian Dorgan was subsequently licensed with BBVA Securities Inc. According to FINRA’s records, Brian Dorgan was fired by Wells Fargo Advisors, LLC on April …
Gerard Anthony Fagnant (Gerard Fagnant) a/k/a Gerad Anthony Fagnant of LPL Financial LLC Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Losses on Promissory Notes or Other Investments
Goodman & Nekvasil P.A., May Recover Losses on Promissory Notes or Other Investments – Gerard Anthony Fagnant (Gerard Fagnant) a/k/a Gerad Anthony Fagnant of LPL Financial LLC Barred from Securities Industry Gerard Fagnant was licensed with LPL Financial LLC from 2011 to 2015. Gerard Fagnant was previously licensed with Ameriprise Financial Services, Inc. Gerard Fagnant was barred from the securities and …
David William Beutler (David Beutler) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – David William Beutler (David Beutler) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry David Beutler was licensed with Wells Fargo Advisors, LLC from July 2003 to August 2016. David Beutler was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 15, …
Nilda Lee Vasey (Nilda Vasey) Formerly Licensed with Lincoln Financial Advisors Corporation, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Nilda Lee Vasey (Nilda Vasey) Formerly Licensed with Lincoln Financial Advisors Corporation, Barred from Securities Industry Nilda Vasey was licensed with Lincoln Financial Advisors Corporation from December 2013 to January 2015. Nilda Vasey was previously licensed with Ameriprise Financial Services, Inc. Nilda Vasey was barred from the securities and investment banking industry …
George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry George Watson was licensed with Investacorp, Inc. from April 2012 to October 2012. George Watson was previously licensed with Allstate Financial Services, LLC. George Watson was barred from the securities and investment banking industry by …
Edward Homer Painter (Edward Painter) Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Homer Painter (Edward Painter) Barred from Securities Industry Edward Painter has been licensed with UBS Financial Services, Inc., Citigroup Global Markets, Inc., and Ameriprise Financial Services, Inc. Edward Painter was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on February 1, 2016. FINRA reports …
Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry Richard Ohlhaber was licensed with Southwest Securities, Inc. from 2008 to 2012. Richard Ohlhaber was subsequently licensed with FSC Securities Corporation. Richard Ohlhaber was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 27, 2014. …
Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry Harvey Weisenfeld was licensed with Allstate Financial Services, LLC from December 2006 to May 2017. Harvey Weisenfeld was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 30, …