Goodman & Nekvasil P.A., May Recover Investor Losses – James Arnold Busch (James Busch) Barred from Securities Industry and Fired by Wells Fargo Advisors, LLC From 2000 until James Busch’s firing in 2013, James Busch was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, James Busch was fired by Wells Fargo Advisors, LLC on September 6, 2013. Wells Fargo …

Goodman & Nekvasil P.A., May Recover Investor Losses – Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry From 2003 until Hossein Amirriahei’s firing in 2016, Hossein Amirriahei was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Hossein Amirriahei was fired by Wells Fargo Advisors, LLC on September 6, …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Edward Knee (Jim Knee) Fired by Voya Financial Advisors, Inc. From 2015 until Jim Knee’s firing in 2016, Jim Knee was licensed with Voya Financial Advisors, Inc. Jim Knee was previously licensed with Ameriprise Financial Services, Inc. and Investors Capital Corp. According to FINRA’s records, Jim Knee was fired by Voya …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Louis Kuhn (Jeffrey Kuhn) Formerly Licensed with Herbert J. Sims & Co. Inc., Barred from Securities Industry Jeffrey Kuhn was licensed with Herbert J. Sims & Co. Inc. from February 2009 to March 2013. Jeffrey Kuhn was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ronald Wingkai Lam (Ronald Lam) a/k/a Ronald Wing Kai Lam Fired by Wells Fargo Advisors, LLC  From 2011 until Ronald Lam’s firing in 2015, Ronald Lam was licensed with Wells Fargo Advisors, LLC. Ronald Lam is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Ronald Lam was fired by …

Michael Radecker – Financial Advisor Michael Radecker Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Radecker CRD #4806958 From 2012 until Michael Radecker’s resignation in 2014, Michael Radecker was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Michael Radecker resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated on December 5, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kim Dee Isaacson (Kim Isaacson) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2014 until Kim Isaacson’s firing in 2017, Kim Isaacson was licensed withAmeriprise Financial Services, Inc. Kim Isaacson was previously licensed with Morgan Stanley. According to FINRA’s records, Kim Isaacson was fired by Ameriprise Financial Services, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Edward Raymond Segur III (Eddie Segur) Formerly Licensed with Fordham Financial Management, Inc., Suspended from Securities Industry From 2015 until 2016, Eddie Segur was licensed with Fordham Financial Management, Inc. Eddie Segur was previously licensed with Four Points Capital Partners LLC, Blackwall Capital Markets, Inc. and Spartan Capital Securities, LLC. FINRA brought …

Goodman & Nekvasil P.A, May Recover Investor Losses – Craig Edward Lewis (Craig Lewis) Formerly Licensed with VALIC Financial Advisors, Inc., Barred from the Securities Industry  From 2012 until 2016, Craig Lewis was licensed with VALIC Financial Advisors, Inc. FINRA brought a disciplinary action against Craig Lewis in 2017. Craig Lewis consented to a bar from the securities industry. Craig Lewis …

Goodman & Nekvasil P.A, May Recover Investor Losses – James Rhys Bernthal (James Bernthal) Formerly Licensed with Network 1 Financial Securities Inc.  From 2012 until 2016, James Bernthal was licensed with Network 1 Financial Securities Inc. James Bernthal is now licensed with Dawson James Securities, Inc. FINRA reports two claims were filed alleging sales practice violations against James Bernthal. The claims …