Jeffrey Todd Riggs (Jeffrey Riggs) Fired by Investment Professionals, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
From February 2016 until Jeffrey Riggs’ firing in September 2016, Jeffrey Riggs was licensed with Investment Professionals, Inc. Jeffrey Riggs was previously licensed with American Fidelity Securities, Inc. and CUNA Brokerage Services, Inc. According to FINRA’s records, Jeffrey Riggs was fired by Investment Professionals, Inc. on September 23, 2016. Investment Professionals, Inc. reported to FINRA that Jeffrey Riggs was accused of violating company policy relating to a signature on client documents appearing to be compromised.
If you lost any money on investments with Jeffrey Riggs, you may be able to recover your losses from Investment Professionals, Inc., American Fidelity Securities, Inc. and/or CUNA Brokerage Services, Inc. This is because Investment Professionals, Inc., American Fidelity Securities, Inc. and CUNA Brokerage Services, Inc. had a duty to supervise Jeffrey Riggs.
If you lost money on investments with Jeffrey Riggs and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Investment Professionals, Inc., American Fidelity Securities, Inc. and/or CUNA Brokerage Services, Inc. concerning Jeffrey Riggs’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jeffrey Riggs and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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