Goodman & Nekvasil P.A., May Recover Investor Losses – Gerolyn E. Shapiro (Gigi Shapiro) a/k/a Gerolyn Elizabeth Beebe Formerly Licensed with Pruco Securities, LLC
Gigi Shapiro was licensed with Pruco Securities, LLC from 2013 to 2015. Gigi Shapiro was also licensed with Sagepoint Financial, Inc. and Signator Investors, Inc. FINRA reports that a complaint was filed involving Gigi Shapiro’s conduct with Pruco Securities, LLC. The customer alleges that the variable universal life insurance sold to her was unsuitable. This complaint was settled in May 2017 for $98,346.79.
If you lost any money on investments with Gigi Shapiro, you may be able to recover your losses from Pruco Securities, LLC, Sagepoint Financial, Inc. and/or Signator Investors, Inc. This is because Pruco Securities, LLC, Sagepoint Financial, Inc. and Signator Investors, Inc. had a duty to supervise Gigi Shapiro.
If you lost money on investments with Gigi Shapiro and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC, Sagepoint Financial, Inc. and/or Signator Investors, Inc. concerning Gigi Shapiro’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Gigi Shapiro and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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