Goodman & Nekvasil P.A., May Recover Investor Losses – Jon Mark Dabareiner (Jon Dabareiner) Suspended from Securities Industry, Formerly Licensed with Concord Wealth Partners and Ameriprise Financial Services, Inc. From 1988 until Jon Dabareiner’s resignation in 2013, Jon Dabareiner was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jon Dabareiner permitted to resign from Ameriprise Financial Services, Inc. on …

Barry Abrams – Financial Advisor Barry Abrams Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Barry Abrams CRD #488 From 2001 until Barry Abrams’ firing in 2013, Barry Abrams was licensed with Securities Service Network, Inc. Barry Abrams was subsequently licensed with BCG Securities, Inc. and is now licensed with Ameriprise Financial Services, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – John E. Burns (John Burns) Suspended from Securities Industry, Permitted to Resign from Ameriprise Financial Services, Inc. and Fired by UBS Financial Services, Inc. From 2014 until John Burns’ resignation in 2015, John Burns was licensed with Ameriprise Financial Services, Inc. John Burns was subsequently licensed with Sagepoint Financial, Inc. and was previously …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kevin Lawrence Barbalace (Kevin Barbalace) Suspended from Securities Industry and Fired by Dawson James Securities, Inc.  From 2011 until Kevin Barbalace’s firing in 2015, Kevin Barbalace was licensed with Dawson James Securities, Inc. Kevin Barbalace was subsequently licensed with Corinthian Partners, L.L.C. According to FINRA’s records, Kevin Barbalace was fired by Dawson …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Dean Rolshoven (Eric Rolshoven) Fined by the State of Montana and Fired by FSC Securities Corporation From 1994 until Eric Rolshoven’s firing in 2015, Eric Rolshoven was licensed with FSC Securities Corporation. Eric Rolshoven was subsequently licensed with SII Investments, Inc. and is now licensed with American Independent Securities Group, LLC. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Paul Steven Plemenos (Paul Plemenos) Suspended from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated Paul Plemenos was licensed with Ameriprise Financial Services, Inc. from 2015 to 2017. Paul Plemenos was previously licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Paul Plemenos was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Matthew John Westfall (Matt Westfall) Suspended from Securities Industry and Fired by National Planning Corporation Matt Westfall was licensed with National Planning Corporation from 2010 to 2012. Matt Westfall was subsequently licensed with Primex. According to FINRA’s records, Matt Westfall was fired by National Planning Corporation on December 17, 2012. National Planning …

Michael Greer – Financial Advisor Michael Greer Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Greer CRD #5083519 Michael Greer was licensed with J.W. Cole Financial, Inc. from 2015 to 2016. Michael Greer was previously licensed with FSC Securities Corporation and Securities America, Inc. According to FINRA’s records, Michael Greer was fired by FSC Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Keith Cox (James Cox) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated From 2015 until James Cox’s firing in 2016, James Cox was licensed with Stifel, Nicolaus & Company, Incorporated. James Cox was previously licensed with Sterne, Agee & Leach, Inc. According to FINRA’s records, James Cox …

Goodman & Nekvasil P.A., May Recover Investor Losses on ETFs – Jack B. McBride (Jack McBride) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Jack McBride’s firing in 2014, Jack McBride was licensed with Ameriprise Financial Services, Inc. Jack McBride is now licensed with Wunderlich Securities, Inc. According to FINRA’s records, Jack McBride was fired …