Goodman & Nekvasil P.A., May Recover Investor Losses – Owen Edgardo Nestor (Owen Nestor) Formerly Licensed with Pruco Securities, LLC  From 2012 until 2016, Owen Nestor was licensed with Pruco Securities, LLC. Owen Nestor was subsequently licensed with Horace Mann Investors, Inc. Owen Nestor is now licensed with MML Investors Services, LLC. According to FINRA’s records, Owen Nestor resigned from Pruco …

Goodman & Nekvasil P.A., May Recover Investor Losses – John Larry Simpson Jr. (Jay Simpson) Formerly Licensed with Princor Financial Services Corporation, Barred from Securities Industry  Jay Simpson was licensed with Princor Financial Services Corporation from 2014 to 2015. Jay Simpson was previously licensed with Avalon Investment & Securities Group, Inc. Jay Simpson was barred from the securities and investment banking …

Goodman & Nekvasil P.A., May Recover Loan and/or Investment Losses – Richard Edwin Seidel (Richard Seidel) Suspended from Securities Industry and Fired by Pruco Securities, LLC From 1983 until Richard Seidel’s firing in 2016, Richard Seidel was licensed with Pruco Securities, LLC. According to FINRA’s records, Richard Seidel was fired by Pruco Securities, LLC on June 23, 2016. Pruco Securities, LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC  From 2013 until Fernando Pohina’s firing in 2014, Fernando Pohina was licensed with Pruco Securities, LLC. Fernando Pohina was previously licensed with AXA Advisors, LLC. Fernando Pohina is now licensed with Hornor, Townsend & Kent, Inc. According to FINRA’s records, Fernando Pohina …

Goodman & Nekvasil P.A., May Recover Investor Losses – Troy Christopher Baldridge (Troy Baldridge) Fired by Capitol Securities Management, Inc., Barred from Securities Industry and Under Investigation for Check Fraud From 2007 until Troy Baldridge’s firing in 2016, Troy Baldridge was licensed with Capitol Securities Management, Inc. Troy Baldridge was also licensed with Capitol Securities & Associates, Inc. According to FINRA’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Luther John Dykema (Luther Dykema) Fired by Securities America, Inc. and Fined by Minnesota Department of Commerce  From 2010 until Luther Dykema’s firing in 2012, Luther Dykema was licensed with Securities America, Inc. Luther Dykema was subsequently licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Luther Dykema was fired by …

Goodman & Nekvasil P.A., May Recover Losses on REIT Investments – Lori Cousineau Weaver (Lori Weaver) a/k/a Lori Ann Cousineau Formerly Licensed with Ameriprise Financial Services, Inc. Suspended from Registration as a Securities Salesperson by the State of Washington  Lori Weaver was licensed with Ameriprise Financial Services, Inc. from 1989 to 2015. Lori Weaver was subsequently licensed with UBS Financial Services …

Goodman & Nekvasil P.A., May Recover Investor Losses – William Carl Schmid (William Schmid) Formerly Licensed with Ameriprise Financial Services, Inc. William Schmid was licensed with Ameriprise Financial Services, Inc. from 2009 to 2014. FINRA reports that 19 complaints and/or arbitration claims were filed involving William Schmid’s conduct with Ameriprise Financial Services, Inc. These complaints and/or claims allege negligence, gross negligence, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Michael Schwarz Jr. (Robert Schwarz) Fired by Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Barred from Securities Industry From 1999 until Robert Schwarz’ firing in 2012, Robert Schwarz was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Robert Schwarz was fired by Merrill Lynch, Pierce, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cristen Young Queenan (Cristen Queenan) a/k/a Cristen Nicole Housenick, Cristen Housenick and Cristen Nicole Young, Fired by GWFS Equities, Inc. From 2009 until Cristen Queenan’s firing in 2014, Cristen Queenan was licensed with GWFS Equities, Inc. According to FINRA’s records, Cristen Queenan was fired by GWFS Equities, Inc. on June 10, 2014. …