Goodman & Nekvasil P.A., May Recover Investor Losses – William Carl Schmid (William Schmid) Formerly Licensed with Ameriprise Financial Services, Inc.
William Schmid was licensed with Ameriprise Financial Services, Inc. from 2009 to 2014. FINRA reports that 19 complaints and/or arbitration claims were filed involving William Schmid’s conduct with Ameriprise Financial Services, Inc. These complaints and/or claims allege negligence, gross negligence, breach of fiduciary duty, breach of covenant of good faith and fair dealing, and/or violations of Florida statutes relating to Government National Mortgage Association (GNMA) collateralized mortgage obligations (CMO Interest Only Bonds). These complaints and/or claims all settled, with the largest settling for $205,037.06.
If you lost money on investments with William Schmid, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise William Schmid.
If you lost money on investments with William Schmid and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc. concerning William Schmid’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with William Schmid and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: William Carl Schmid, William Schmid, FINRA, Ameriprise Financial Services, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities