Goodman & Nekvasil P.A., May Recover Investor Losses – John Larry Simpson Jr. (Jay Simpson) Formerly Licensed with Princor Financial Services Corporation, Barred from Securities Industry
Jay Simpson was licensed with Princor Financial Services Corporation from 2014 to 2015. Jay Simpson was previously licensed with Avalon Investment & Securities Group, Inc. Jay Simpson was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 22, 2016. FINRA reports that Jay Simpson failed to respond to FINRA request for information.
FINRA also reports that Jay Simpson filed for Chapter 7 bankruptcy in 2010.
If you lost any money on investments with Jay Simpson, you may be able to recover your losses from Princor Financial Services Corporation and/or Avalon Investment & Securities Group, Inc. This is because Princor Financial Services Corporation and Avalon Investment & Securities Group, Inc. had a duty to supervise Jay Simpson.
If you lost money on investments with Jay Simpson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Princor Financial Services Corporation and/or Avalon Investment & Securities Group, Inc. concerning Jay Simpson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jay Simpson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.