Goodman & Nekvasil P.A. May Recover Investor Losses | Marshad Capital Group Charged by the SEC Securities and Exchange Commission Charges Marshad Capital Group The SEC’s complaint, filed in federal court in Philadelphia, Pennsylvania, alleges that, from 2012 through 2015, Peter R. Kohli, of Pottstown, Pennsylvania, fraudulently raised more than $3.2 million from at least 120 investors. The complaint alleges that, …

Goodman & Nekvasil P.A., May Recover Investor Losses | David Colflesh, Financial Advisor Suspended from Securities Industry David Colflesh was a formerly licensed financial advisor with NYLife Securities LLC from 1983 to 2016. David Colflesh was suspended for 18 months from the securities and investment banking industry on October 26, 2018. FINRA reports that David Colflesh consented to the sanction and …

Goodman & Nekvasil P.A., May Recover Investor Losses | Judith Bufis – Financial Advisor Judith Bufis Barred from Securities Industry  Judith Bufis aka Judith Burmistrenko Judith Bufis was a formerly licensed financial advisor with Kovack Securities, Inc., Invest Financial Corporation, IFS Securities and TFS Securities, Inc. Judith Bufis (Judith Burmistrenko) was barred from the securities and investment banking industry on October …

Goodman & Nekvasil P.A., May Recover Investor Losses | Bruce Plyer, Financial Advisor Barred from Securities Industry Bruce Plyer was a formerly licensed financial advisor with Morgan Stanley from 2009 to 2016. FINRA reports that Bruce Plyer was discharged from Morgan Stanley on November 28, 2016. Morgan Stanley reported to FINRA that Bruce Plyer allegedly executed trades in clients’ accounts without …

Goodman & Nekvasil P.A., May Recover Investor Losses | Sean Brady, Financial Advisor Barred from Securities Industry From 2008 until Sean Brady’s discharge in 2017, Sean Brady was licensed with First Allied Securities, Inc. According to FINRA’s records, Sean Brady was discharged from First Allied Securities, Inc. on October 20, 2017. First Allied Securities, Inc. reported to FINRA that Sean Brady …

Thomas Logue – Financial Advisor Thomas Logue Barred From Securities Industry | Goodman & Nekvasil, PA May Recover Investor Losses Thomas Logue CRD #1700554 Thomas Logue was a licensed financial advisor with American Independent Securities Group, LLC from 2014 to 2017. Thomas Logue was previously licensed with Investors Capital Corp. from 2011 to 2014. Thomas Logue was barred from the securities and …

Goodman & Nekvasil P.A, May Recover Investor Losses | Dennis Hayes, Financial Advisor Permitted to Resign from Newbridge Securities Corporation From 2010 until Dennis Hayes’ resignation in 2016, Dennis Hayes was a licensed financial advisor with Newbridge Securities Corporation. According to FINRA’s records, Dennis Hayes was permitted to resign by Newbridge Securities Corporation on September 8, 2016. Newbridge Securities Corporation reported to …

FS Energy and Power Fund: Victimized Investors May Recover Losses with Goodman & Nekvasil, P.A. FS Energy & Power Fund (FSEP) is, according to its website, a business development company designed to provide income and growth. FS Energy & Power Fund (FSEP) invests primarily in the debt and, to a lesser extent, equity securities of private U.S. energy and power …

Brent Spicuzza – Financial Advisor Brent Spicuzza Discharged from AXA Advisors LLC | Goodman & Nekvasil P.A., May Recover Investor Losses  Brent Spicuzza CRD #4134728 Brent Spicuzza was licensed with AXA Advisors, LLC from 2000 to 2015. FINRA reports that Brent Spicuzza resigned from AXA Advisors, LLC on November 19, 2015. AXA Advisors, LLC reported to FINRA that Brent Spicuzza …

Christopher Burtraw – Christopher Charles Burtraw, Discharged from J.P. Turner & Company LLC and Convicted of Theft- Goodman & Nekvasil P.A., May Recover Investor Losses Christopher Burtraw was licensed with J.P. Turner & Company LLC from 2014 to 2015. Christopher Burtraw was previously licensed with Purshe Kaplan Sterling Investments. FINRA reports that Christopher Burtraw was discharged from J.P. Turning & …