Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities – Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc. From 2014 until Joshua Allen’s firing in 2016, Joshua Allen was licensed with Securities America, Inc. Joshua Allen was previously licensed with Oppenheimer & Co. Inc. and Invest Financial Corporation. Joshua Allen is now licensed with United Planners’ …

Goodman & Nekvasil P.A., May Recover Investor Losses – Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry From 2010 until Benjamin Pritchett’s firing in 2015, Benjamin Pritchett was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Benjamin Pritchett was fired by Wells Fargo Advisors, LLC on August 14, 2015. Wells Fargo …

Malcolm Meikle – Financial Advisor Malcolm Meikle Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Malcolm Meikle CRD #331313 From 1982 until Malcolm Meikle’s firing in 2013, Malcolm Meikle was licensed by Pruco Securities, LLC. According to FINRA’s records, Malcolm Meikle was fired by Pruco Securities, LLC on July 1, 2013. Pruco Securities, LLC reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Karen Marie Hallmer (Karen Hallmer) a/k/a Karen Marie Janak and Karen Marie Pokonosky, Fired by J.P. Morgan Chase Bank, N.A.  From 2015 until Karen Hallmer’s firing in 2017, Karen Hallmer was licensed with J.P. Morgan Securities LLC. Karen Hallmer was previously licensed with Securities America, Inc. and Country Capital Management Company. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc.  From 2004 until 2017, David Lakis was licensed with Harbour Investments, Inc. According to FINRA’s records, David Lakis resigned from Harbour Investments, Inc. on September 19, 2017. Harbour Investments, Inc. reported to FINRA that David Lakis was accused of failing to …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Michael Kerin (James Kerin) Formerly Licensed with Pruco Securities, LLC  From 2013 until 2015, James Kerin was licensed with Pruco Securities, LLC. James Kerin was formerly licensed with Hartford Equity Sales Company, Inc. According to FINRA’s records, James Kerin resigned from Pruco Securities, LLC on July 21, 2015. Pruco Securities, LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – JB Bryan a/k/a Jennifer Gail Bryan, Jennifer Bryan and Jennifer Bryan Butler, Fired by Summit Brokerage Services, Inc. From 2010 until JB Bryan’s firing in 2015, JB Bryan was licensed with Summit Brokerage Services, Inc. According to FINRA’s records, JB Bryan was fired by Summit Brokerage Services, Inc. on February 4, 2015. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gary Steven Burgess (Gary Burgess) Licensed with Securities America, Inc.  Gary Burgess has been licensed with Securities America, Inc. since 2005. FINRA reports that an arbitration claim was filed involving Gary Burgess’ conduct with Securities America, Inc., alleging unsuitability, breach of fiduciary duty, common law fraud, negligent supervision and violation of Missouri’s …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Christopher Erb (Eric Erb) Suspended from Securities Industry, Formerly Licensed with AXA Advisors, LLC From 2002 until 2013, Eric Erb was licensed with AXA Advisors, LLC. Eric Erb was subsequently licensed with Securities America, Inc. and Liberty Partners Financial Services, LLC. According to FINRA’s records, Eric Erb was permitted to resign …

Goodman & Nekvasil P.A., May Recover Investor Losses | Craig Cody – Financial Advisor Craig Cody Fired by Ameritas Investment Corp.  Craig Cody CRD #2819536 From 2008 until Craig Cody’s firing in 2013, Craig Cody was licensed with Ameritas Investment Corp. According to FINRA’s records, Craig Cody was fired by Ameritas Investment Corp. on December 20, 2013. Ameritas Investment Corp. …