Goodman & Nekvasil P.A., May Recover Investor Losses – Robert D. Mahoney (Robert Mahoney) Fired by LPL Financial LLC From 2007 until Robert Mahoney’s firing in 2016, Robert Mahoney was licensed with LPL Financial LLC. According to FINRA’s records, Robert Mahoney was fired by LPL Financial LLC on July 11, 2016. LPL Financial LLC reported to FINRA that Robert Mahoney was …
Adam Rabinowitz – Financial Advisor Adam Rabinowitz Dicharged from Firm
Adam Rabinowitz – Financial Advisor Adam Rabinowitz Dicharged from Firm | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Rabinowitz CRD #6083580 From 2012 until Adam Rabinowitz’ firing in 2015, Adam Rabinowitz was licensed with Pruco Securities, LLC. According to FINRA’s records, Adam Rabinowitz was fired by Pruco Securities, LLC on December 8, 2015. Pruco Securities, LLC reported to …
Natalia Pesin Fired by Pruco Securities, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Natalia Pesin Fired by Pruco Securities, LLC and Barred from Securities Industry From 2002 until Natalia Pesin’s firing in 2015, Natalia Pesin was licensed with Pruco Securities, LLC. According to FINRA’s records, Natalia Pesin was fired by Pruco Securities, LLC on September 17, 2015. Pruco Securities, LLC reported to FINRA that Natalia …
Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc. From 2012 until George Markus’ firing in 2015, George Markus was licensed with Ameriprise Financial Services, Inc. George Markus is now licensed with Lincoln Investment. According to FINRA’s records, George …
Investor Alert: Cobalt International Energy, Inc. Bankruptcy – Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses – Investor Alert: Cobalt International Energy, Inc. (CIEIQ) Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments, including Cobalt International Energy, Inc. (CIEIQ) Even though …
William Lee Hutchinson (Bill Hutchinson) of J.P. Turner & Company L.L.C. Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
William Lee Hutchinson (Bill Hutchinson) Formerly Licensed with J.P. Turner & Company L.L.C., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses Bill Hutchinson was licensed with J.P. Turner & Company L.L.C. from 2011 to 2014. Bill Hutchinson was subsequently licensed with IFS Securities. Bill Hutchinson was barred from the securities and investment banking industry …
Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles Eduardo Diaz was formerly licensed with Next Financial Group, Inc. and Kovack Securities, Inc. FINRA reports that Eduardo Diaz pled guilty to a felony charge of …
Gregg Darren Templeton (Gregg Templeton) Formerly Licensed with Oppenheimer & Co. Inc., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses – Gregg Darren Templeton (Gregg Templeton) Formerly Licensed with Oppenheimer & Co. Inc., Barred from Securities Industry Gregg Templeton was licensed with Oppenheimer & Co. Inc. from 2007 to 2015. Gregg Templeton was subsequently licensed with FSC Securities Corporation and Aegis Capital Corp. Gregg Templeton was barred from the securities and investment …
Rusty Tweed – Financial Advisor Rusty Tweed Charged with Fraud by the SEC
Goodman & Nekvasil P.A, May Recover Your Investment Losses | Rusty Tweed – Financial Advisor Rusty Tweed Charged with Fraud by the SEC Rusty Tweed aka Robert Russel Tweed CRD #2339324 Rusty Tweed has been licensed with Cabot Lodge Securities, LLC since 2015. Rusty Tweed was previously licensed with Concorde Investment Services, LLC from August 2011 to November 2015. On …
Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc.
Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. – Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities Industry Gerry Cocuzzo has been licensed with Newbridge Securities Corporation and IAA Financial LLC. According to FINRA, the SEC reported that Gerry Cocuzzo pleaded guilty to one count of securities fraud on October …

