Goodman & Nekvasil P.A., May Recover Investor Losses – Judith Ann Hinsch (Judith Hinsch) a/k/a Judith Ann Hetzer Formerly Licensed with MetLife Securities, Inc.  Judith Hinsch was licensed with MetLife Securities, Inc. from 2006 to 2013. FINRA reports that an arbitration claim was filed involving Judith Hinsch’s conduct with MetLife Securities, Inc. The customer alleged Judith Hinsch’s recommendations to purchase multiple …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kevin Patrick Hart (Kevin Hart) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated  From 2006 until Kevin Hart’s firing in 2014, Kevin Hart was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Kevin Hart was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on December …

Deborah Sue Hofman (Debbie Hofman) a/k/a Debbie Smith and Deborah Smith, Fired by LPL Financial LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2008 until Debbie Hofman’s firing in 2012, Debbie Hofman was licensed with LPL Financial LLC. According to FINRA’s records, Debbie Hofman was fired by LPL Financial LLC on June 8, 2012. LPL Financial LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Susan Marie Heinrich (Susan Heinrich) a/k/a Susan Marie Maass Fired by J.P. Morgan Chase Bank  From 2012 until Susan Heinrich’s firing in 2013, Susan Heinrich was licensed with J.P. Morgan Securities LLC. Susan Heinrich was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Susan Heinrich was fired by J.P. …

Goodman & Nekvasil P.A., May Recover Investment or Loan Losses – Matthew John Ortman (Matthew Ortman) Fired by Ameriprise Financial Services, Inc. and Barred from the Securities Industry From 2010 until Matthew Ortman’s firing in 2013, Matthew Ortman was licensed with Ameriprise Financial Services, Inc. Matthew Ortman was previously licensed with Lincoln Financial Advisors Corporation. According to FINRA’s records, Matthew Ortman …

Mark Lewis Kaufman (Mark Kaufman) Fired by Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses From 2013 until Mark Kaufman’s firing in 2014, Mark Kaufman was licensed with Pruco Securities, LLC. Mark Kaufman was subsequently licensed with Bonwick Capital Partners, LLC and LPS Capital LLC. Mark Kaufman is now licensed with Samuel A Ramirez & Co., …

Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From 2013 until Thomas Vigil’s firing in 2014, Thomas Vigil was licensed Signator Investors, Inc. Thomas Vigil was also licensed with Investors Capital Corp. and MetLife Securities, Inc. Thomas Vigil is now licensed for Infinity Financial …

Goodman & Nekvasil P.A., May Recover Investor Losses – Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc. From 2012 until Matthew Smith’s firing in 2016, Matthew Smith was licensed with Proequities, Inc. Matthew Smith is now licensed with First Heartland Capital, Inc. According to FINRA’s records, Matthew Smith was fired by …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cyrus Lamont Hancock (Cyrus Hancock) Fired by Investors Capital Corp. and Barred from Securities Industry From 2013 until Cyrus Hancock’s firing in 2015, Cyrus Hancock was licensed with Investors Capital Corp. Cyrus Hancock was also licensed with ELE Wealth Advisors, Inc. and Dempsey Lord Smith, LLC. According to FINRA’s records, Cyrus Hancock …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gregory James Bolduc (Gregory Bolduc) Formerly Licensed with Unionbanc Investment Services, LLC, Suspended from Securities Industry From 2012 until 2013, Gregory Bolduc was licensed with Unionbanc Investment Services, LLC. Gregory Bolduc was also licensed with Securities America, Inc. and Wells Fargo Advisors, LLC. According to FINRA’s records, Gregory Bolduc resigned from Unionbanc …