Goodman & Nekvasil P.A, May Recover Investor Losses – George Edward Thiergartner Fired by Wells Fargo Advisors Financial Network, LLC From 2011 until George Thiergartner’s firing in 2012, George Thiergartner was licensed with Wells Fargo Advisors Financial Network, LLC. George Thiergartner is now licensed with with Moors & Cabot, Inc. and was previously licensed with Janney Montgomery Scott, LLC. According to …
Matthew Turner Licensed with Westpark Capital, Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Matthew Ian Turner Licensed with Westpark Capital, Inc. Since November 2012, Matthew Turner was licensed with WestPark Capital, Inc. Matthew Turner was previously licensed with Laidlaw & Company (UK) Ltd. FINRA reports that an arbitration claim has been filed involving Matthew Turner’s conduct with WestPark Capital, Inc., alleging excessive trading and use …
Ernest Romer Fired by Corecap Investments, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ERNEST ROMER FIRED BY CORECAP INVESTMENTS, INC. From 2012 until Ernest Romer’s firing in 2017, Ernest Romer was licensed with Corecap Investments, Inc. According to FINRA’s records, Ernest Romer was fired by Corecap Investments, Inc. on January 20, 2017. Corecap Investments, Inc. reported to FINRA that Ernest Romer was discharged for failing …
Thomas Jeffrey – Thomas Michael Jeffrey, Financial Advisor Discharged From UBS Financial Services, Inc
Goodman & Nekvasil May Recover Investor Losses – Thomas Jeffrey – Thomas Michael Jeffrey, Financial Advisor Discharged from UBS Financial Services, Inc. Thomas Michael Jeffrey CRD #1052111 From 2010 until Thomas Jeffrey’s firing in 2013, Thomas Jeffrey was a licensed financial advisor/broker with UBS Financial Services, Inc. Thomas Jeffrey is now a licensed financial advisor/broker with First Financial Equity Corporation and …
TIM PATRICK HALEY LICENSED WITH WELLS FARGO ADVISORS, LLC – GOODMAN & NEKVASIL P.A., MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – TIM PATRICK HALEY LICENSED WITH WELLS FARGO ADVISORS, LLC Since June 2010, Tim Haley was licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim involving Tim Haley’s conduct with Wells Fargo Advisors, LLC was filed in 2014. The claimant alleged that investment recommendations made between January 2013 and December …
WILLIAM DAVID UTANSKI LICENSED WITH AMERIPRISE FINANCIAL SERVICES, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES FROM DENDREON CORPORATION STOCK
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES FROM DENDREON CORPORATION STOCK – WILLIAM DAVID UTANSKI LICENSED WITH AMERIPRISE FINANCIAL SERVICES, INC. Since October 2009, William Utanski has been licensed with Ameriprise Financial Services, Inc. FINRA reports that four arbitration claims have been filed during William Utanski’s employment with Ameriprise Financial Services, Inc. These claims allege investments in highly speculative stocks recommended …
SEYED AHMAD HASHEMIAN LICENSED WITH CENTAURUS FINANCIAL, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – SEYED AHMAD HASHEMIAN LICENSED WITH CENTAURUS FINANCIAL, INC. Seyed Hashemian has been licensed with Centaurus Financial, Inc. since October 2009. Seyed Hashemian was censured and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in May 2010. Seyed Hashemian consented to the entry of FINRA findings that Seyed Hashemian acted as …
Bruce Greenwald – Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald
Goodman & Nekvasil May Recover Investor Losses | Bruce Greenwald, Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald Bruce Greenwald CRD #1413095 From 2009-2016, Bruce Greenwald was licensed with Morgan Stanley. Bruce Greenwald is now licensed with Purshe Kaplan Sterling Investments. FINRA reports that an arbitration claim has been filed alleging misrepresentation and failure to follow instructions with respect to investments …
Marisel Velez – Financial Advisor Marisel Velez Discharged from Citigroup Global Markets, Inc
Marisel Velez – Financial Advisor Marisel Velez Discharged from Citigroup Global Markets, Inc | Goodman & Nekvasil, PA May Recover Investor Losses Marisel Velez CRD #1719900 From 2007 until Marisel Velez’ firing in 2014, Marisel Velez was licensed with Citigroup Global Markets, Inc. Marisel Velez is now licensed with Vectorglobal WMG. According to FINRA records, Marisel Velez was fired by Citigroup Global …
JOHN BULKLEY MEACHAM FIRED BY WELLS FARGO ADVISORS, LLC AND PERMITTED TO RESIGN FROM CHAPIN DAVIS – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN BULKLEY MEACHAM FIRED BY WELLS FARGO ADVISORS, LLC AND PERMITTED TO RESIGN FROM CHAPIN DAVIS Until very recently, John Meacham was licensed with Capital Portfolio Management, Inc. According to FINRA’s records John Meacham was permitted to resign from Chapin Davis on October 5, 2012, after Chapin Davis was notified that …