Goodman & Nekvasil P.A., May Recover Investor Losses | Noel Carino Financial Advisor Barred from Securities Industry  Noel Carino was licensed with General Securities Corp from 2006 to 2017. FINRA reports that Noel Carino consented to the sanction and to the entry of findings that Noel Carino refused to  provide documents and information requested by FINRA in connection with its investigation …

Kari Bracy – Kari Marlin Bracy, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses on Future Income Payments Kari Bracy was licensed with NYLife Securities LLC from 2009 to 2019. Kari Bracy reported to FINRA that an arbitration claim was filed involving Kari Bracy’s conduct while employed with NYLife Securities LLC. Kari Bracy …

Goodman & Nekvasil P.A, May Recover Your Investment Losses | Alan Grane Cashaw Jr. (Alan Cashaw) Financial Advisor Barred from Securities Industry  Alan Cashaw was licensed with FSC Securities Corporation from 2008 until Alan Cashaw’s discharge in 2014. FINRA reports that Alan Cashaw was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May …

Goodman & Nekvasil P.A., May Recover Investor Losses | Raymond John Pirrello Jr. – Raymond Pirrello, Financial Advisor Suspended from Securities Industry  Raymond Pirrello was licensed with Garden State Securities, Inc. from 2008 until 2016. FINRA reports that Raymond Pirrello was suspended from the securities industry on November 20th, 2018 for 18 months and ordered to pay a $20,000 monetary fine. …

Goodman & Nekvasil P.A., May Recover Investor Losses | Matthew Cochran – Financial Advisor Matthew Cochran Barred from Securities Industry  Matthew Cochran #5853600 Matthew Cochran was licensed with Northwestern Mutual Investment Services, LLC from 2011 to 2017. FINRA reports that Matthew Cochran was barred from the securities industry in March 2018. FINRA reports that Matthew Cochran consented to the sanction and …

Goodman & Nekvasil P.A., May Recover Investor Losses | Sam Aziz, Financial Advisor Barred from Securities Industry  Sam Aziz was a previously licensed financial advisor. Sam Aziz was barred from the securities and investment banking industry in March 2019. FINRA reports that Sam Aziz consented to the sanction and to the entry of findings that Sam Aziz refused to appear for …

Goodman & Nekvasil P.A., May Recover Investor Losses | Raymond Keith Malicki (Raymond Malicki), Financial Advisor Barred from Securities Industry Raymond Malicki was previously licensed with Oppenheimer & Co. Inc. and Morgan Stanley. FINRA reports that Raymond Malicki was barred from the securities industry on February 19, 2019. FINRA reports that Raymond Malicki consented to the sanction and to the entry …

Barry Connell, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Barry Connell CRD #3070984 Barry Connell was licensed with Morgan Stanley from 2009 to 2016. FINRA reports that Barry Connell was barred from the securities industry in April 2017. ACCORDING TO FINRA: Barry Connell failed to respond to FINRA request for information. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Adrian Torres Ortega (Adrian Ortega), Financial Advisor Barred from Securities Industry  Adrian Ortega was previously licensed with BBVA Securities, Inc. FINRA reports that Adrian Ortega was barred from the securities industry in April 2019. ACCORDING TO FINRA: Adrian Ortega consented to the sanction and to the entry of findings that he failed to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Edward Earl Matthes – Edward Matthes, Financial Advisor Barred from Securities Industry  Edward Matthes was licensed with Mutual of Omaha Investor Services, Inc. from 2012 to 2019. FINRA reports that Edward Matthes was barred from the securities industry in March 2019. ACCORDING TO FINRA: Edward Matthes consented to the sanction and to …