Goodman & Nekvasil P.A, May Recover Investor Losses – John Jairo Quintero (John Quintero) Formerly Licensed with Transamerica Financial Advisors, Inc.
From 2002-2016, John Quintero was licensed with Transamerica Financial Advisors, Inc. John Quintero is now licensed with Cambridge Investment Research, Inc. FINRA reports that two arbitration claims have been filed involving John Quintero’s conduct with Transamerica Financial Advisors, Inc. These claims allege misrepresentation and/or that John Quintero made unsuitable recommendations with respect to a securities based loan, and used the proceeds toward unsuitable investments which the clients claim John Quintero traded on a discretionary basis. In an account not held at Transamerica Financial Advisors, Inc., the clients allege John Quintero used high risk options strategies to pay interest on the securities based loan which resulted in investment losses and interest expenses. These two arbitration claims involving John Quintero’s conduct settled for $400,000 and $250,000. John Quintero contributed $56,000 to the $400,000 settlement.
If you lost any money on investments with John Quintero, you may be able to recover your losses from Transamerica Financial Advisors, Inc. and/or Cambridge Investment Research, Inc. This is because Transamerica Financial Advisors, Inc. and Cambridge Investment Research, Inc. had a duty to supervise John Quintero.
If you lost money on with John Quintero and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Transamerica Financial Advisors, Inc. and/or Cambridge Investment Research, Inc. concerning John Quintero’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. If you lost money on investments with John Quintero and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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