Jenee Peters Formerly Licensed with Oppenheimer & Co., Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses – Jenee Peters Formerly Licensed with Oppenheimer & Co., Inc. 

From 2010 to 2016 Jenee Peters was licensed with Oppenheimer & Co., Inc. FINRA reports that an arbitration claim involving Jenee Peters’ conduct with Oppenheimer & Co., Inc., was filed in March 2014. The claim alleged negligence, unsuitable recommendations, negligent management of the account, violations of the Ohio Securities Act, and breach of contract. This case did not settle and proceeded to final hearing. The arbitration panel found Oppenheimer & Co., Inc. liable and issued a $14,000 award against Oppenheimer & Co., Inc., Inc.

Prior to this award, FINRA reports that an arbitration claim involving Jenee Peters’ conduct was filed alleging unsuitable investment recommendations, misrepresentation, and omission of material facts while Jenee Peters was with Oppenheimer & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. This claim was settled for $175,000.  

If you lost any money on investments with Jenee Peters while Jenee Peters was employed with Oppenheimer & Co., Inc., Inc., you may be able to recover your losses from Oppenheimer & Co., Inc., Inc. This is because Oppenheimer & Co., Inc., Inc. had a duty to supervise Jenee Peters.

If you lost money on investments with Jenee Peters and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Oppenheimer & Co., Inc. concerning Jenee Peters’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jenee Peters and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.     

 

Keywords: Jenee Peters, Peters, Oppenheimer, FINRA, Oppenheimer and Co., Investment, Securities, Securities Attorney, Lawyer, Goodman and Nekvasil, Merill Lynch, 

 

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