Goodman & Nekvasil P.A., May Recover Investor Losses | Mark Lamendola – Mark Isidore Lamendola, Financial Advisor Barred from Securities Industry  Mark Lamendola was previously licensed with World Capital Brokerage, Inc. in Cranberry Township, Pennsylvania. FINRA reports that Mark Lamendola was barred from the securities industry in January 2019. ACCORDING TO FINRA:  Mark Lamendola consented to the sanction and to the …

Goodman & Nekvasil, P.A., May Recover Investor Losses | Chris Charles Hellman – Chris Hellman, Financial Advisor Discharged from Firm According to FINRA’S records, Chris Hellman was discharged from Merrill Lynch on September 20, 2018 relating to the following allegations: Conduct including failure to adhere to Firm standards regarding selling away and failure to fully disclose participation in outside activities. FINRA also …

Martin Kirschner, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Martin Kirschner was licensed with Morgan Stanley from 2009 to 2018. FINRA reports that Martin Kirschner was barred from the securities industry on February 11, 2019. FINRA reports that Martin Kirschner consented to the sanction and to the entry of findings that Martin …

Michael James Keane – Michael Keane, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses  Michael Keane was previously licensed with UBS Financial Services, Inc. According to FINRA BrokerCheck, 5 customer disputes involving Michael Keane’s conduct have been settled. According to BrokerCheck, allegations included that Michael Keane purchased unsuitable energy stocks and Master Limited Partnerships …

Goodman & Nekvasil P.A., May Recover Investor Losses | John Stanley Roginski – John Roginski, Arbitration Claim Filed Involving Financial Advisor  John Roginski was previously licensed with MML Investors Services, LLC and Securities America, Inc. John Roginski reported to FINRA that claimants allege that from early 2010 to 2015, John Roginski recommended investments in penny stocks and volatile energy stocks. …

Mario Telfair, Financial Advisor Resigned from Pruco Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses |  From 2015 until Mario Telfair’s resignation in 2017, Mario Telfair was licensed with Pruco Securities, LLC. According to FINRA’s records, Mario Telfair voluntarily resigned from Pruco Securities, LLC. on May 22nd, 2017. Pruco Securities, LLC. reported to FINRA that resigned after Pruco …

Jaret Mutter, Virginia State Corporation Commission Places Jared Mutter Under Special Supervision | Goodman & Nekvasil P.A, May Recover Investor Losses  Jaret Mutter was licensed with Suntrust Investment Services, Inc., Investment Centers of America, Inc. and is now licensed with Cetera Advisor Networks LLC. FINRA reports that 5 customer disputes involving Jaret Mutter’s conduct have been filed. These customer disputes allege …

Goodman & Nekvasil P.A., May Recover Investor Losses | Emil Skyba – Financial Advisor Emil Skyba Barred from Securities Industry by FINRA  Emil Skyba Financial Advisor CRD #426026 Emil Skyba was previously licensed with Westport Capital Markets, LLC and UBS Financial Services, Inc. FINRA reports that Emil Skyba was barred from the securities industry in May 2018. According to FINRA: Emil Skyba …

Goodman & Nekvasil P.A., May Recover Investor Losses | Frank Passarelli – Financial Advisor Frank Passarelli Suspended from Securities Industry  Frank Passarelli CRD #1114420 Frank Passarelli was licensed with Park Avenue Securities LLC from 1999 until Frank Passarelli’s discharge in 2013. Frank Passarelli was then licensed with The O.N. Equity Sales Company from 2013 until Frank Passarelli’s discharge in 2015. FINRA …

Farid Morim, Financial Advisor Farid Morim Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Farid Morim Financial Advisor CRD #5023477 Farid Morim was previously licensed with J.P. Morgan Securities LLC. FINRA reports that Farid Morim was barred from the securities industry in February 2018. ACCORDING TO FINRA: Farid Morim was named a respondent in a FINRA …