GOODMAN & NEKVASIL CAN RECOVER YOUR INVESTMENT LOSSES ON VOYAGER FINANCIAL GROUP, LLC a/k/a VFG, LLC – JOHN THOMAS OATES, JR. – SUSPENDED FROM SECURITIES INDUSTRY John Thomas Oates, Jr., was suspended from the securities and investment banking industry for 6 months by the Financial Industry Regulatory Authority (“FINRA”) for selling approximately $1.4 million in Voyager Financial Group, LLC a/k/a VFG, …

Paul Blum – Financial Advisor Paul Blum Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Blum CRD #735003 Paul Blum was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in August 2017 for refusing to appear for on-the-record testimony during an investigation regarding customer complaints and arbitration …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN ROTHROCK MCKINSTRY JR. FIRED BY MOLONEY SECURITIES CO., INC. From 2004 until his firing in 2015, John McKinstry Jr. was licensed with Moloney Securities Co., Inc. According to FINRA’s records, John McKinstry Jr. was fired by Moloney Securities Co., Inc. on August 7, 2015. Moloney Securities Co., Inc. reported to …

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – ELAINE DIONES LACERTE SUSPENDED FROM SECURITIES INDUSTRY Elaine LaCerte was suspended from the securities and investment banking industry for six months by the Financial Industry Regulatory Authority (FINRA) in August 2017. Elaine LaCerte consented to the entry of FINRA findings that Elaine LaCerte engaged in an unsuitable pattern of short-term trading of …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES  –  JOHN CROSBY EDES TERMINATION BY EQUITY SERVICES, INC. From 2004 until his termination in 2016, John Edes worked for Equity Services, Inc. Following John Edes’ termination by Equity Services, Inc., FINRA investigated John Edes and brought a disciplinary action against John Edes. John Edes consented to being barred from the securities and …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – RICHARD ERIC POSTON FIRED BY H. BECK, INC. From 2010 until his firing in 2015, Richard Poston was licensed with H. Beck, Inc. According to FINRA records, Richard Poston was fired by H. Beck, Inc. on December 9, 2015. H. Beck, Inc. reported to FINRA that Richard Poston was fired for failing to …

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – ROBERT GERALD STEIN SUSPENDED FROM SECURITIES INDUSTRY Robert Stein was suspended from the securities and investment banking industry for 3 months by the Financial Industry Regulatory Authority (FINRA) in February 2016 for recommending unsuitable purchases of reverse convertible notes totaling approximately $4 million. Robert Stein consented to findings that most of the …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JAMES DARVELL MAENDEL FIRED BY LPL FINANCIAL LLC   From 2010 until his firing in 2015, James Maendel was licensed with LPL Financial LLC. According to FINRA records, James Maendel was fired by LPL Financial LLC on January 7, 2015. LPL Financial LLC reported to FINRA that James Maendel was fired …

Rick Konecny – Financial Advisor Rick Konecny Discharged by J.P. Morgan Securities LLC | Goodman & Nekvasil, P.A. May Recover Investor Losses Rick Konecny CRD #1727785 From 2013 until firing in 2016, Rick Konecny was licensed with J.P. Morgan Securities LLC. According to FINRA records, Rick Konecny was discharged by J.P. Morgan Securities LLC on March 8, 2016. J.P. Morgan …

Paul Valencia – Paul Frederick Valencia, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil PA May Recover Investor Losses Paul Valencia CRD #1074828 Paul Valencia was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in April 2016 for exercising discretion in a securities account without obtaining written authorization. If you lost …