Rick Konecny – Financial Advisor Rick Konecny Discharged by J.P. Morgan Securities LLC | Goodman & Nekvasil, P.A. May Recover Investor Losses
Rick Konecny CRD #1727785
From 2013 until firing in 2016, Rick Konecny was licensed with J.P. Morgan Securities LLC. According to FINRA records, Rick Konecny was discharged by J.P. Morgan Securities LLC on March 8, 2016. J.P. Morgan Securities LLC reported to FINRA that Rick Konecny was fired for violating firm policy by failing to escalate client matters and failing to follow requirements with respect to execution of trades on a discretionary basis.
FINRA reports that two arbitration claims were filed, alleging that Rick Konecny made unsuitable and unauthorized trades. These claims were settled by J.P. Morgan Securities LLC for $180,000 and $375,000. FINRA also reports that a third arbitration involving Rick Konecny’s conduct is pending with alleged damages of $470,000
If you lost any money on investments with Rick Konecny, you may be able to recover your losses from J.P. Morgan Securities LLC. This is because J.P. Morgan Securities LLC had a duty to supervise Rick Konecny.
We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against J.P. Morgan Securities LLC concerning Rick Konecny’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Rick Konecny through J.P. Morgan Securities LLC and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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