Paul Valencia – Paul Frederick Valencia, Financial Advisor Suspended from Securities Industry

Paul Valencia – Paul Frederick Valencia, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil PA May Recover Investor Losses

Paul Valencia CRD #1074828

Paul Valencia was suspended from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) in April 2016 for exercising discretion in a securities account without obtaining written authorization.

If you lost any money on investments with Paul Valencia while he was employed with World Equity Group, Inc. (Sep. 2009 – Jan. 2015), you may be able to recover your losses from World Equity Group, Inc. This is because World Equity Group, Inc. had a duty to supervise Paul Valencia. FINRA reports that two previous arbitration claims were filed alleging unauthorized trading by Paul Valencia. These claims against Valencia were settled for $125,000 and $64,500.

We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against World Equity Group, Inc. concerning Paul Valencia’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Paul Valencia and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange



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