Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Krupnick Named in FINRA Disciplinary Action
From 2008 until Jeffrey Krupnick’s resignation in 2014, Jeffrey Krupnick was licensed with Wells Fargo Advisors, LLC. Jeffrey Krupnick is now licensed with Ameriprise Financial Services, Inc. after also being licensed with JHS Capital Advisors, LLC. According to FINRA’s records, Jeffrey Krupnick resigned from Wells Fargo Advisors, LLC on November 24, 2014 during the firm’s review of allegations made by Jeffrey Krupnick’s family member. Specifically, FINRA reported that Jeffrey Krupnick’s family member, a client, alleged that Jeffrey Krupnick processed unauthorized withdrawals from the client’s account.
Following Jeffrey Krupnick’s termination from Wells Fargo Advisors, LLC, FINRA investigated Jeffrey Krupnick and a disciplinary action against Jeffrey Krupnick is pending. FINRA alleges that Jeffrey Krupnick engaged in the conversion of a firm customer’s join account funds for his own personal benefit without the customer’s authorization. The FINRA complaint alleges that the unauthorized transactions were used to pay for Jeffrey Krupnick’s personal expenses.
FINRA also reports that an arbitration claim involving Jeffrey Krupnick’s conduct with Wells Fargo Advisors, LLC was filed in 2014, alleging that Jeffrey Krupnick processed unauthorized withdrawals from a client’s account. This case involving Jeffrey Krupnick’s conduct was settled for $240,000. Jeffrey Krupnick contributed $121,000 to this settlement.
If you lost any money on investments with Jeffrey Krupnick, you may be able to recover your losses from Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc., and/or JHS Capital Advisors, LLC. This is because Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc., and JHS Capital Advisors, LLC had a duty to supervise Jeffrey Krupnick.
If you lost money on investments with Jeffrey Krupnick and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc., and/or JHS Capital Advisors, LLC concerning Jeffrey Krupnick’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jeffrey Krupnick and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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