GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES – USA BARCELONA HOTEL LAND COMPANY I, LLC In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he participated in undisclosed private securities …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES ON USA BARCELONA INVESTMENT – ROBERT JOSEPH KERRIGAN, SR. BARRED FROM SECURITIES INDUSTRY In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he …

Gregg Weiss – Financial Advisor Permitted to Resign from Morgan Stanley | Goodman & Nekvasil PA May Recover Investor Losses Gregg Weiss Financial Advisor CRD #2416959 From 2010 until Gregg Weiss’ resignation in 2016, Gregg Weiss was licensed with Morgan Stanley. Gregg Weiss is now licensed with Coastal Equities, Inc. According to FINRA records, Gregg Weiss was permitted to resign …

GEORGE AUGUST WALTERS III LICENSED WITH INTERNATIONAL ASSETS ADVISORY, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES  Since 2011, George Walters III has been licensed with nternational Assets Advisory, LLC. FINRA reports that an arbitration claim has been filed, alleging inappropriate and unsuitable actions while George Walters III was with International Assets Advisory, LLC. This pending arbitration claim …

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – WENDY ANN WURST SUSPENDED FROM SECURITIES INDUSTRY Wendy Wurst was suspended from the securities and investment banking industry for six-months and fined $50,000 by the Financial Industry Regulatory Authority (FINRA) in February 2015. Wendy Wurst is now licensed with Hennion & Walsh, Inc. and was previously licensed with PMK Securities & …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ROBERT BUREL WEST II FIRED BY EDWARD JONES From 2014 until Robert West II’s firing in 2017, Robert West II was licensed with Edward Jones. Robert West II is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Robert West II was fired by Edward Jones on Feb 24, 2017. …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – DAVID SEAN BENISON LICENSED WITH SUNTRUST INVESTMENT SERVICES, INC.  Since March 2014, David Benison has been licensed with Suntrust Investment Services, Inc. David Benison was previously licensed with Fifth Third Securities, Inc. FINRA reports that an arbitration claim has been filed during David Benison’s employment with Suntrust Investment Services, Inc., alleging that …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ATHANASIOS TOMARAS FORMERLY LICENSED WITH FULCRUM SECURITIES, LLC   From 2012 to 2016, Athanasios Tomaras was licensed with Fulcrum Securities, LLC. Athanasios Tomaras is now licensed with R.F. Lafferty & Co., Inc. FINRA reports that two arbitration claims have been filed during Athanasios Tomaras’ employment with Fulcrum Securities, LLC. These claims allege …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JAMES LEBARON SPRINGER FIRED BY UBS FINANCIAL SERVICES, INC. From 2002 until James Springer’s firing in 2014, James Springer was licensed with UBS Financial Services, Inc. James Springer is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA records, James Springer was fired by UBS Financial Services, Inc. on …

Izzy Shefer, Arbitration Claims Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Izzy Shefer, Izhar Shefer CRD #1759498 From 2011 to 2017, Izzy Shefer was licensed with Morgan Stanley. FINRA reports that three arbitration claims have been filed during Izzy Shefer’s employment with Morgan Stanley, alleging unsuitable investments, misrepresentation of an unsuitable trading strategy, and/or unauthorized …