John George Kallis (John Kallis) – Financial Advisor/Broker John Kallis Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John George Kallis (John Kallis) CRD #4366410 John Kallis is a currently licensed financial advisor/broker with Kestra Investment Services, LLC. John Kallis was a previously licensed financial advisor/broker with MWM Advisory and LPL Financial LLC. FINRA …
Charles Chester Kulch (Charles Kulch) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker
Charles Chester Kulch (Charles Kulch) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker | Goodman & Nekvasil P.A., May Recover Investor Loss Charles Chester Kulch (Charles Kulch) CRD #2371584 Charles Kulch was a previously licensed financial advisor/broker with NEXT Financial Group, Inc. According to Kulch’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations …
LJM Preservation and Growth Fund Share Price Plummets
LJM Preservation and Growth Fund Share Price Plummets | Goodman & Nekvasil, PA May Recover Losses LJM Partners is an investment management firm that operates the mutual fund LJM Capital Preservation and Growth Fund (NASDAQ: LJMIX). The investment, “seeks capital appreciation and capital preservation with low correlation to the broader U.S. equity market. Under normal circumstances, the fund invests primarily in purchased …
Stefan Pastor – Financial Advisor/Broker Stefan Pastor Barred from Securities Industry
Stefan Pastor – Financial Advisor/Broker Stefan Pastor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Stefan Pastor CRD #5141819 Stefan Pastor was a formerly licensed broker/financial advisor with Raymond James. According to FINRA, Stefan Pastor was barred from the securities industry in September 2019. According to FINRA Allegations Stefan Pastor consented to the sanction and to …
Craig Zabala – Financial Advisor/Broker Craig Zabala Barred from Securities Industry
Craig Zabala – Financial Advisor/Broker Craig Zabala Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Craig Zabala CRD #2740680 Craig Zabala was formerly licensed with John W. Loofbourrow Associates, Inc. from 2015 to 2019. ACCORDING TO FINRA Allegations: Craig Zabala consented to the sanction and to the entry of findings that Craig Zabala failed to …
Erik Patrick Pica (Erik Pica) – Financial Advisor, Broker Erik Pica Investigated by FINRA
Erik Patrick Pica (Erik Pica) – Financial Advisor, Broker Erik Pica Investigated by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Erik Pica CRD #4829533 Erik Pica has been licensed with Joseph Stone Capital L.L.C. in New York since 2015. According to FINRA, on July 22, 2019, FINRA made a preliminary determination to recommend that disciplinary action be brought …
Steven Reznik – 18 Customer Disputes Filed Alleging Sales Practice Violations Against Steven Reznik of Raymond James
Steven Reznik – 18 Customer Disputes Filed Alleging Sales Practice Violations Against Steven Reznik of Raymond James | Goodman & Nekvasil P.A., May Recover Losses Steven Reznik CRD #1067199 Goodman & Nekvasil, P.A. is currently investigating arbitration claims against former Raymond James Financial Services financial advisor Steven Reznik regarding recommendation of and/or unauthorized purchases of risky biotech stocks. If you lost …
Gregory Dean: Financial Advisor/Broker Gregory Dean Charged by SEC
Gregory Dean: Financial Advisor/Broker Gregory Dean Charged by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses Gregory Dean FINRA CRD #4922996 If you or someone you know has a complaint regarding Gregory Dean, call Goodman & Nekvasil, P.A. at 1-800-500-4442 for a free consultation. You may be eligible to recoup lost funds. Goodman & Nekvasil, P.A. accepts every case …
Jim Young – Financial Advisor Jim Young Barred from the Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Jim Young, Financial Advisor Jim Young Barred from the Securities Industry Jim Young aka James Arthur Young III CRD #4205459 -Investor Update- Jim Young was arraigned in U.S. District Court in Pensacola after a federal grand jury returned an indictment charging Jim Young with two counts of wire fraud and three …
Larry Templin – Financial Advisor Barred from Securities Industry
Larry Templin – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Templin CRD #2440316 Larry Templin was a formerly licensed financial advisor with Centaurus Financial, Inc. from 2006 to 2018 in Temple, Texas. FINRA reports that Larry Templin was discharged from Centaurus Financial on May 31, 2018. Centaurus Financial, Inc. reported to FINRA …