Goodman & Nekvasil P.A, May Recover Your Investment Losses – James Henry Dresselaers Licensed with H. Beck, Inc., Suspended from Securities Industry
James Dresselaers has been licensed with H. Beck, Inc. since 2003. James Dresselaers was suspended from the securities and investment banking industry for 60 days, fined $10,000, and disgorged for $18,708 by the Financial Industry Regulatory Authority (FINRA). FINRA reports that James Dresselaers consented to the sanctions and to the entry of the findings that while registered with his member firm, James Dresselaers recommended to the firm’s customer, investments in several nontraditional exchange-traded funds (ETFs) and stocks issued by companies in the metals and mining sector and these recommendations were unsuitable for the customer. FINRA reports that the customer suffered losses of more than $1.1 million on these investments.
FINRA also reports that an arbitration claim was filed alleging that James Dresselaers recommended unsuitable investments in Exchange Traded Funds and equity securities, and failed to explain the risks associated with these investments. This arbitration claim alleged damages of $917,314 but settled for $1,500,000.
If you lost any money on investments with James Dresselaers you may be able to recover your losses from H. Beck, Inc. This is because H. Beck, Inc. had a duty to supervise James Dresselaers.
If you lost money on investments with James Dresselaers and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against H. Beck, Inc. concerning James Dresselaers’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on other investments with James Dresselaers and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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