Bernard Parker, Financial Advisor Bernard Parker Found Guilty of Securities Fraud | Goodman & Nekvasil, P.A. May Recover Investor Losses Bernard Parker CRD #2010184 On June 22, 2017, Bernard M. Parker was found guilty of one count of securities fraud, one count of mail fraud and four counts of filing false tax returns. According to the Assistant United States Attorneys …

James Kolf – Financial Advisor James Kolf Indicted for Theft | Goodman & Nekvasil, P.A. May Recover Investor Losses James Kolf CRD #1015682 In September 2016, James P. Kolf consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for making material misrepresentations and omissions in the sale of purported securities called …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MICHAEL GLENN SEYMOUR FINRA reports that an arbitration claim has been filed, alleging that Michael Seymour made unsuitable investments between 2008-2012. This pending arbitration claim involving Michael Seymour seeks damages of $110,000. Michael Seymour is licensed with Centaurus Financial, Inc. He was formerly licensed with Investors Capital Corp. If you lost any …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN ORMSBY BRESSET SR. FIRED BY MML INVESTORS SERVICES, LLC From March 2017 until his firing in August 2017, John Bresset Sr. was licensed with MML Investors Services, LLC. John Bresset Sr. is now licensed with Valic Financial Advisors, Inc. According to FINRA’s records, John Bresset Sr. was fired by MML Investors …

MATTHEW AARON TURNER OF WELLS FARGO ADVISORS, LLC – GOODMAN & NEKVASIL P.A., MAY RECOVER INVESTMENT LOSSES Matthew Turner was licensed with Wells Fargo Advisors, LLC in Ponte Vedra Beach, Florida from February 2007 to December 2012. Matthew Turner is currently licensed with BB&T Securities, LLC.    According to FINRA records, a lawsuit was filed in 2013 alleging that Matthew Turner made …

Paul Falcon – Paul Anthony Falcon, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Paul Falcon CRD #2464566 Since July 2013, Paul Falcon was licensed with Aegis Capital Corp. FINRA reports that an arbitration claim has been filed, alleging that Paul Falcon made unsuitable investment recommendations and unauthorized and excessive trades. This pending …

Stephen Schwartz – Arbitration Claims Filed Involving Financial Advisor Stephen Schwartz | Goodman & Nekvasil, P.A. May Recover Investor Losses Stephen Schwartz CRD #869346 Since June 2002, Stephen Schwartz has been licensed with Herbert J. Sims & Co. Inc. FINRA reports that an arbitration claim has been filed, alleging that Stephen Schwartz breached Stephen Schwartz’s fiduciary duty to recommend an …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – BRIAN CHRISTOPHER KUTSMEDA FINRA reports that an arbitration claim has been filed, alleging that Brian Kutsmeda failed to train, supervise, and oversee his FA who is alleged to have excessively traded UITS in his account from Nov. 2013 to Jan. 2015. The alleged damages in this pending arbitration claim involving Brian …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – CHARLES EDWARD HOWELL FORMERLY LICENSED WITH PROEQUITIES, INC. From 2010 to 2016, Charles Howell was licensed with Proequities, Inc. Charles Howell is now licensed with Bankers Life Securities, Inc. FINRA reports that an arbitration claim was filed during Charles Howell’s employment with Proequities, Inc., alleging that Charles Howell made unsuitable investments, overconcentrated …

Goodman & Nekvasil May Recover Investor Losses | Xavier Patino, Financial Advisor Discharged from J.P. Morgan Securities LLC From 2012 until his firing in 2017, Xavier Patino was licensed with J.P. Morgan Securities LLC. Xavier Patino is now licensed with Newbridge Securities Corporation. According to FINRA’s records, Xavier Patino was fired by J.P. Morgan Securities LLC on April 20, 2017. J.P. …