GEORGE AUGUST WALTERS III LICENSED WITH INTERNATIONAL ASSETS ADVISORY, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES Since 2011, George Walters III has been licensed with nternational Assets Advisory, LLC. FINRA reports that an arbitration claim has been filed, alleging inappropriate and unsuitable actions while George Walters III was with International Assets Advisory, LLC. This pending arbitration claim …
WENDY ANN WURST SUSPENDED FROM SECURITIES INDUSTRY – GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – WENDY ANN WURST SUSPENDED FROM SECURITIES INDUSTRY Wendy Wurst was suspended from the securities and investment banking industry for six-months and fined $50,000 by the Financial Industry Regulatory Authority (FINRA) in February 2015. Wendy Wurst is now licensed with Hennion & Walsh, Inc. and was previously licensed with PMK Securities & …
ROBERT BUREL WEST II FIRED BY EDWARD JONES – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ROBERT BUREL WEST II FIRED BY EDWARD JONES From 2014 until Robert West II’s firing in 2017, Robert West II was licensed with Edward Jones. Robert West II is now licensed with International Assets Advisory, LLC. According to FINRA’s records, Robert West II was fired by Edward Jones on Feb 24, 2017. …
DAVID SEAN BENISON LICENSED WITH SUNTRUST INVESTMENT SERVICES, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – DAVID SEAN BENISON LICENSED WITH SUNTRUST INVESTMENT SERVICES, INC. Since March 2014, David Benison has been licensed with Suntrust Investment Services, Inc. David Benison was previously licensed with Fifth Third Securities, Inc. FINRA reports that an arbitration claim has been filed during David Benison’s employment with Suntrust Investment Services, Inc., alleging that …
ATHANASIOS TOMARAS FORMERLY LICENSED WITH FULCRUM SECURITIES, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ATHANASIOS TOMARAS FORMERLY LICENSED WITH FULCRUM SECURITIES, LLC From 2012 to 2016, Athanasios Tomaras was licensed with Fulcrum Securities, LLC. Athanasios Tomaras is now licensed with R.F. Lafferty & Co., Inc. FINRA reports that two arbitration claims have been filed during Athanasios Tomaras’ employment with Fulcrum Securities, LLC. These claims allege …
JAMES LEBARON SPRINGER FIRED BY UBS FINANCIAL SERVICES, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JAMES LEBARON SPRINGER FIRED BY UBS FINANCIAL SERVICES, INC. From 2002 until James Springer’s firing in 2014, James Springer was licensed with UBS Financial Services, Inc. James Springer is now licensed with Stifel, Nicolaus & Company, Incorporated. According to FINRA records, James Springer was fired by UBS Financial Services, Inc. on …
Izzy Shefer, Arbitration Claims Filed Against Financial Advisor
Izzy Shefer, Arbitration Claims Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Izzy Shefer, Izhar Shefer CRD #1759498 From 2011 to 2017, Izzy Shefer was licensed with Morgan Stanley. FINRA reports that three arbitration claims have been filed during Izzy Shefer’s employment with Morgan Stanley, alleging unsuitable investments, misrepresentation of an unsuitable trading strategy, and/or unauthorized …
Martin Waldman – Arbitration Claim Filed Involving Financial Advisor Martin Waldman
Martin Waldman – Arbitration Claim Filed Involving Financial Advisor Martin Waldman | Goodman & Nekvasil, PA May Recover Investor Losses Martin Waldman CRD #4566228 Since May 2009, Martin Waldman has been licensed with Raymond James & Associates, Inc. FINRA reports that an arbitration claim was filed during Martin Waldman’s employment with Raymond James & Associates, Inc. alleging overconcentration, suitability, breach …
JOHN WILLIAM SEWELL JR. LICENSED WITH G.A. REPPLE & COMPANY – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON CHURCH BONDS
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON CHURCH BONDS – JOHN WILLIAM SEWELL JR. LICENSED WITH G.A. REPPLE & COMPANY Since May 2006, John Sewell, Jr. has been licensed G.A. Repple & Company. FINRA reports that an arbitration claim has been filed during John Sewell, Jr.’s employment with G.A. Repple & Company, alleging unsuitability, misrepresentation, material omission, breaches …
ANDREW RAYMOND SCHEIRER II FORMERLY LICENSED WITH ALLIED SECURITIES, INC. – GOODMAN & NEKVASIL P.A. FILES ARBITRATION CLAIM ON FISKER AUTOMOTIVE BANKRUPTCY
GOODMAN & NEKVASIL P.A, FILES ARBITRATION CLAIM ON FISKER AUTOMOTIVE BANKRUPTCY – ANDREW RAYMOND SCHEIRER II FORMERLY LICENSED WITH FIRST ALLIED SECURITIES, INC. Goodman & Nekvasil, P.A. has filed an arbitration claim against First Allied Securities, Inc. seeking to recover monies lost by an investor in Fisker Automotive. From 2007 until Andrew Scheirer II’s resignation in 2014, Andrew Scheirer …

