Goodman & Nekvasil P.A, May Recover Investor Losses on REITs and Leaf Equipment Financing Funds – Donna Prisciantelli Desanctis Licensed with Ameriprise Financial Services, Inc. Since 2011, Donna Desanctis has been licensed with Ameriprise Financial Services, Inc. Donna Desanctis was previously licensed with VOYA Financial Advisors, Inc. f/k/a ING Financial Partners, Inc. FINRA reports that two arbitration claims were filed involving Donna …

Goodman & Nekvasil P.A., May Recover Investor Losses | Steven Fonda – Financial Advisor Steven Fonda Discharged from Waddell & Reed, Inc.  Steven Fonda CRD #2198086 From 2009 until Steven Fonda’s firing in 2017, Steven Fonda was licensed with Waddell & Reed, Inc. According to FINRA records, Steven Fonda was discharged from Waddell & Reed on January 12, 2017. Waddell …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stuart Quinn Hoshide Licensed with First Allied Securities, Inc. Since 2008, Stuart Hoshide has been licensed with First Allied Securities, Inc. FINRA reports that four complaints and/or arbitration claims were filed involving Stuart Hoshide’s conduct with First Allied Securities, Inc. alleging unsuitable investments, breach of fiduciary duty, breach of contract, unauthorized trading, …

NanoSave Technologies, Inc. (NNSV) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending NanoSave Technologies, Inc. (NNSV) stock from trading, the SEC explained that NanoSave Technologies, Inc. (NNSV) was suspended because of questions regarding the adequacy and accuracy of publicly disseminated information in NNSV’s press releases, periodic financial statements, and related disclosures …

Stevva Corp (STVA) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses In suspending Stevva Corp (STVA) stock from trading, the SEC explained that Stevva Corp (STVA) was suspended because of concerns about recent promotions, unusual and unexplained market activity in the company’s stock and questions regarding the accuracy of assertions by Stevva Corp., …

Goodman & Nekvasil P.A., May Recover Investor Losses – Akis Costas Eracleous Pleads Guilty to Insider Trading From 2013 until Akis Eracleous’ firing in 2015, Akis Eracleous was licensed with First Allied Securities, Inc. Akis Eracleous was previously licensed with National Planning Corporation. According to FINRA’s records, Akis Eracleous was fired by First Allied Securities, Inc. on June 11, 2015. First …

Goodman & Nekvasil P.A., May Recover Investor Losses | Melvin Stoutenburg – Customer Disputes Filed Against Involving Financial Advisor Melvin Stoutenburg Melvin Stoutenburg CRD #2949175 Since 2011, Melvin Stoutenburg has been licensed with National Securities Corporation. Melvin Stoutenburg was previously licensed with VFinance Investments, Inc. FINRA reports that two complaints and/or arbitration claims were filed involving Melvin Stoutenburg’s conduct with National …

Goodman & Nekvasil P.A., May Recover Investor Losses – Karyn Soroa Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Karyn Soroa’s resignation in 2017, Karyn Soroa was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karyn Soroa is now licensed with Bolton Global Capital. According to FINRA’s records, Karyn Soroa resigned from from Merrill Lynch, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Timothy Matthew Schultz Fired by Raymond James Financial Services, Inc.  From 1999 until Timothy Schultz’ firing in 2014, Timothy Schultz was licensed with Raymond James Financial Services, Inc. Timothy Schultz is now licensed with J.W. Cole Financial, Inc. According to FINRA’s records, Timothy Schultz was fired by Raymond James Financial Services, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Tarek Salhab, Merrill Lynch, Pierce, Fenner & Smith Incorporated  Since 2006, Tarek Salhab has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that three arbitration claims have been filed involving Tarek Salhab’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated. These claims allege unsuitable investment recommendations, misrepresentations, …