GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MITCHELL BRIAN WALK LICENSED WITH KESTRA INVESTMENT SERVICES, LLC Since January 2001, Mitchell Walk has been licensed with Kestra Investment Services, LLC. FINRA reports that two arbitration claims have been filed, alleging that Mitchell Walk made unsuitable investment recommendations which Kestra Investment Services, LLC failed to supervise and/or alleges misrepresentations and other …
Felipe Arrieta – Arbitration Claim Filed Involving Financial Advisor Felipe Arrieta
Felipe Arrieta – Arbitration Claim Filed Involving Financial Advisor Felipe Arrieta | Goodman & Nekvasil, P.A. May Recover Investor Losses Felipe Arrieta Financial Advisor CRD #4142123 From 2014-2016, Felipe Arrieta worked for Revere Securities, LLC. Felipe Arrieta now works for Dakota Securities International, Inc. and previously worked for Westpark Capital, Inc., and Bolton Global Capital. FINRA reports that an arbitration …
Kevin Snow – Financial Advisor Kevin Snow Fired by LaSalle St. Securities
Goodman & Nekvasil, P.A. May Recover Investor Losses | Kevin Snow – Financial Advisor Kevin Snow Fired by LaSalle St. Securities Kevin Snow CRD #2903937 Kevin Snow was licensed with Lasalle St. Securities, L.L.C. from July 2016 until he was fired in March 2017. Kevin Snow is now licensed with Peak Brokerage Services, LLC. According to FINRA’s records, Kevin Snow …
Gregory Barr – Financial Advisor Gregory Barr Discharged from Firm
Goodman & Nekvasil, P.A. May Recover Investor Losses | Gregory Barr – Financial Advisor Gregory Barr Discharged from Firm Gregory Barr CRD #1312703 From 2014 until his firing in 2016, Gregory Barr worked for Raymond James & Associates, Inc. According to FINRA’s records, Gregory Barr was fired by Raymond James & Associates on June 30, 2016. Raymond James & Associates, Inc. …
MIGUEL ANDRES BALLESTAS FIRED BY MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MIGUEL ANDRES BALLESTAS FIRED BY MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED From 1988 until his firing in 2014, Miguel Ballestas was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Miguel Ballestas is currently licensed with Bolton Global Capital. According to FINRA records, Miguel Ballestas was fired by Merrill Lynch, Pierce, …
LUIS JACOB ALAYO RIERA FIRED BY RAYMOND JAMES & ASSOCIATES, INC. – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – LUIS JACOB ALAYO RIERA FIRED BY RAYMOND JAMES & ASSOCIATES, INC. From 2011 until his firing in 2016, Luis Alayo-Riera worked for Raymond James & Associates, Inc. Luis Alayo-Riera now works for IFS Securities. According to FINRA records, Luis Alayo-Riera was fired by Raymond James & Associates, Inc. on December 22, 2016. …
MERYLL BIALA BANGSIL FORMERLY LICENSED WITH J.P. MORGAN SECURITIES LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – MERYLL BIALA BANGSIL FORMERLY LICENSED WITH J.P. MORGAN SECURITIES LLC Since March 2016, Meryll Bangsil was licensed with UBS Financial Services, Inc. Meryll Bangsil was previously licensed with J.P. Morgan Securities, LLC. FINRA reports that an arbitration claim has been filed during Meryll Bangsil’s employment with J.P. Morgan Securities, alleging through power …
FELIX ALBERTO BARTOLOMEI FORMERLY LICENSED WITH SANTANDER SECURITIES, LLC – GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS
GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES ON PUERTO RICO MUNICIPAL BONDS AND CLOSED-END FUNDS – FELIX ALBERTO BARTOLOMEI FORMERLY LICENSED WITH SANTANDER SECURITIES, LLC Since November 2014, Felix Bartolomei was licensed with CUSO Financial Services, L.P. Felix Bartolomei was previously licensed with Santander Securities, LLC. FINRA reports that three arbitration claims have been filed during Felix Bartolomei’s employment with …
ROBERT EVAN YAHNEY LICENSED WITH MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – GOODMAN & NEKVASIL P.A, MAY RECOVER OPTIONS LOSSES
GOODMAN & NEKVASIL P.A, MAY RECOVER OPTIONS LOSSES – ROBERT EVAN YAHNEY LICENSED WITH MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Since November 1999, Robert Yahney has been licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that four arbitration claims, seeking the recovery of options losses have been filed, alleging unsuitable investment recommendations, misrepresentation, and/or omission of …
GREGORY RAY POWELL LICENSED WITH LPL FINANCIAL, LLC – GOODMAN AND NEKVASIL, P.A, MAY RECOVER YOUR INVESTMENT LOSSES
GOODMAN AND NEKVASIL, P.A, MAY RECOVER YOUR INVESTMENT LOSSES – GREGORY RAY POWELL LICENSED WITH LPL FINANCIAL, LLC Gregory Powell has been licensed with LPL Financial, LLC since 2005. According to FINRA records, an arbitration claim was filed in March 2017, alleging misrepresentations and mismanagement of accounts by, among other things, recommending and improper investment in an annuity and concentrating …