Goodman & Nekvasil May Recover Investor Losses – Thomas Jeffrey – Thomas Michael Jeffrey, Financial Advisor Discharged from UBS Financial Services, Inc. Thomas Michael Jeffrey CRD #1052111 From 2010 until Thomas Jeffrey’s firing in 2013, Thomas Jeffrey was a licensed financial advisor/broker with UBS Financial Services, Inc. Thomas Jeffrey is now a licensed financial advisor/broker with First Financial Equity Corporation and …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – TIM PATRICK HALEY LICENSED WITH WELLS FARGO ADVISORS, LLC Since June 2010, Tim Haley was licensed with Wells Fargo Advisors, LLC. FINRA reports that an arbitration claim involving Tim Haley’s conduct with Wells Fargo Advisors, LLC was filed in 2014. The claimant alleged that investment recommendations made between January 2013 and December …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES FROM DENDREON CORPORATION STOCK – WILLIAM DAVID UTANSKI LICENSED WITH AMERIPRISE FINANCIAL SERVICES, INC. Since October 2009, William Utanski has been licensed with Ameriprise Financial Services, Inc. FINRA reports that four arbitration claims have been filed during William Utanski’s employment with Ameriprise Financial Services, Inc. These claims allege investments in highly speculative stocks recommended …

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – SEYED AHMAD HASHEMIAN LICENSED WITH CENTAURUS FINANCIAL, INC.  Seyed Hashemian has been licensed with Centaurus Financial, Inc. since October 2009. Seyed Hashemian was censured and fined $10,000 by the Financial Industry Regulatory Authority (FINRA) in May 2010. Seyed Hashemian consented to the entry of FINRA findings that Seyed Hashemian acted as …

Goodman & Nekvasil May Recover Investor Losses | Bruce Greenwald, Arbitration Claims Filed Involving Financial Advisor Bruce Greenwald  Bruce Greenwald CRD #1413095 From 2009-2016, Bruce Greenwald was licensed with Morgan Stanley. Bruce Greenwald is now licensed with Purshe Kaplan Sterling Investments. FINRA reports that an arbitration claim has been filed alleging misrepresentation and failure to follow instructions with respect to investments …

Marisel Velez – Financial Advisor Marisel Velez Discharged from Citigroup Global Markets, Inc | Goodman & Nekvasil, PA May Recover Investor Losses Marisel Velez CRD #1719900 From 2007 until Marisel Velez’ firing in 2014, Marisel Velez was licensed with Citigroup Global Markets, Inc. Marisel Velez is now licensed with Vectorglobal WMG. According to FINRA records, Marisel Velez was fired by Citigroup Global …

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JOHN BULKLEY MEACHAM FIRED BY WELLS FARGO ADVISORS, LLC AND PERMITTED TO RESIGN FROM CHAPIN DAVIS  Until very recently, John Meacham was licensed with Capital Portfolio Management, Inc. According to FINRA’s records John Meacham was permitted to resign from Chapin Davis on October 5, 2012, after Chapin Davis was notified that …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES – USA BARCELONA HOTEL LAND COMPANY I, LLC In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he participated in undisclosed private securities …

GOODMAN & NEKVASIL, P.A. MAY RECOVER YOUR LOSSES ON USA BARCELONA INVESTMENT – ROBERT JOSEPH KERRIGAN, SR. BARRED FROM SECURITIES INDUSTRY In May 2016, Robert Kerrigan consented to a bar from the securities and investment banking industry by the Financial Industry Regulatory Authority (“FINRA”) for refusing to provide documents and information requested by FINRA during an investigation into allegations that he …

Gregg Weiss – Financial Advisor Permitted to Resign from Morgan Stanley | Goodman & Nekvasil PA May Recover Investor Losses Gregg Weiss Financial Advisor CRD #2416959 From 2010 until Gregg Weiss’ resignation in 2016, Gregg Weiss was licensed with Morgan Stanley. Gregg Weiss is now licensed with Coastal Equities, Inc. According to FINRA records, Gregg Weiss was permitted to resign …