Goodman & Nekvasil P.A., May Recover Investor Losses – Darnell Kenneth Mote Resigned Under Investigation by Wells Fargo Bank
Darnell Mote was licensed with Wells Fargo Advisors, LLC from 2012 to 2015. Darnell Mote is now licensed with NYLIFE Securities LLC. According to FINRA records, Wells Fargo Advisors, LLC reported to FINRA that Darnell Mote’s resignation related to Wells Fargo Bank’s review of allegations that Darnell Mote provided confidential customer information to a third party, which ultimately resulted in a loss to the bank customer.
FINRA also reports that Darnell Mote entered into a settlement with creditor MBNA/Bank of America in which Darnell Mote paid $400 to settle a $1000 debt in February 2012.
If you lost any money on investments with Darnell Mote, you may be able to recover your losses from Wells Fargo Advisors, LLC and/or NYLIFE Securities LLC. This is because Wells Fargo Advisors, LLC and NYLIFE Securities LLC had a duty to supervise Darnell Mote.
If you lost money on investments with Darnell Mote and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in arbitration action against Wells Fargo Advisors, LLC and/or NYLIFE Securities LLC concerning Darnell Mote’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless we recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Darnell Mote, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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