Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Sumaya De Los Angeles Musa Licensed with UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico
Since 2007, Sumaya Musa, has been licensed with two firms, UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico. FINRA reports that three arbitration claims have been filed involving Sumaya Musa’s conduct while with UBS Financial Services, Inc. The claimants allege misrepresentation and unsuitability in connection with their purchases of closed-end bond funds and/or municipal bonds. These arbitration claims settled for $195,000, $100,000, and $95,000.
FINRA also reports that a pending arbitration claim involving Sumaya Musa’s conduct with UBS Financial Services, Inc. is currently pending. This arbitration claim alleges misrepresentations, unsuitability, and over concentration concerning investments in Puerto Rico municipal bonds and closed-end funds. This pending arbitration claim seeks damages of $180,000.
If you lost any money on investments with Sumaya Musa, you may be able to recover your losses from UBS Financial Services, Inc. and/or UBS Financial Services Incorporated of Puerto Rico. This is because UBS Financial Services, Inc. and UBS Financial Services Incorporated of Puerto Rico had a duty to supervise Sumaya Musa.
If you lost money on Puerto Rico Bonds or closed-end funds with Sumaya Musa and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in arbitration action against UBS Financial Services, Inc. and/or UBS Financial Services Incorporated of Puerto Rico concerning Sumaya Musa’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless we recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on Puerto Rico Bonds or closed-end funds with Sumaya Musa, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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