Goodman & Nekvasil P.A., May Recover Investor Losses | Brent Lott – Financial Advisor Brent Lott Under FINRA Investigation Brent Lott CRD #1559744 From 2006 until Brent Lott’s firing in 2013, Brent Lott was licensed with LPL Financial LLC. Brent Lott is now licensed with Girard Securities, Inc. According to FINRA’s records, Brent Lott was fired by LPL Financial LLC …

Goodman & Nekvasil P.A., May Recover Investor Losses – Laurence Michael Braunstein (Laurence Braunstein) Formerly Licensed with Morgan Stanley  From 2010 until Laurence Braunstein’s resignation in 2015, Laurence Braunstein was licensed with Morgan Stanley. Laurence Braunstein is now licensed with Janney Montgomery Scott LLC. According to FINRA’s records, Laurence Braunstein resigned from Morgan Stanley on May 13, 2015. Morgan Stanley reported …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Lawrence Brown Licensed with Western International Securities, Inc.  Stephen Brown has been licensed with Western International Securities, Inc. since 2006. FINRA reports that three complaints and/or arbitration claims were filed involving Stephen Brown’s conduct with Western International Securities, Inc. alleging suitability negligence, supervision negligence, breach of fiduciary duty, unsuitable recommendations, excessive …

Goodman & Nekvasil P.A., May Recover Investor Losses – Larry Westly Farmbry Fired by First Allied Securities, Inc. From 2013 to 2015 Larry Farmbry was licensed with First Allied Securities, Inc. Larry Farmbry was also licensed with Triad Advisors, Inc. and FSC Securities Corporation. According to FINRA’s records Larry Farmbry was fired by First Allied Securities, Inc. on August 14, 2015. …

Goodman & Nekvasil P.A, May Recover Investor Losses – VirnetX Holding Corp. (VHC) An investor in VirnetX Holding Corp. (VHC) recently recovered $485,000 in an arbitration claim involving Daniel Shawn Killian, who worked at National Securities Corporation and Lincoln Financial Securities Corporation. The arbitration claim alleged unauthorized trading, suitability, breach of contract, negligence, breach of fiduciary duty, and/or unauthorized investment in shares …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Lonnie Dover III Fired by SunTrust Investment Services, Inc.  From 2005 until Edward Dover III’s firing in 2016, Edward Dover III was licensed with SunTrust Investment Services, Inc. Edward Dover III is now licensed with Moors & Cabot, Inc. According to FINRA’s records, Edward Dover III was fired by SunTrust Investment …

Goodman & Nekvasil, P.A., Recovering Investor Losses – Refco, Inc. Alert: Refco, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Refco, Inc.    Even though high yield or junk bonds, notes, limited partnership units, …

Goodman & Nekvasil, P.A., Recovering Investor Losses – RCS Capital Corp: RCS Capital Corp. Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including RCS Capital Corp.    Even though high yield or junk bonds, notes, limited …

Unilife Corporation Alert: Unilife Corporation Bankruptcy – Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Unilife Corporation.    Even though high yield or junk bonds, notes, limited partnership …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Evan Matthew Kochav Formerly Licensed with White Cedar Group LLC Fired by World Equity Group, Inc.  Evan Kochav was formerly licensed with Newbridge Securities Corporation from September 2009 until October 2012, and for World Equity Group, Inc. from October 2012 to June 2013. On June 6, 2013, World Equity Group, Inc. …