Goodman & Nekvasil P.A., May Recover Investor Losses – David Paul Eck (David Eck) Fired by CCF Investments Inc. From 2006 until David Eck’s firing in 2017, David Eck was licensed with CCF Investments Inc. According to FINRA’s records, David Eck was fired by CCF Investments, Inc. on March 14, 2017. CCF Investments, Inc. reported to FINRA that David Eck was …
Roy Neil Carlson (Roy Carlson) Formerly Licensed with G.A. Repple & Company – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Roy Neil Carlson (Roy Carlson) Formerly Licensed with G.A. Repple & Company Roy Carlson was licensed with G.A. Repple & Company from 2004 to 2013. FINRA reports that an arbitration claim was filed involving Roy Carlson’s conduct with G.A. Repple & Company, alleging sales practice violations. This arbitration claim did not settle …
Ted Wayne Cadwallader (Ted Cadwallader) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Ted Wayne Cadwallader (Ted Cadwallader) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 1999 until Ted Cadwallader’s firing in 2014, Ted Cadwallader was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Ted Cadwallader was fired by Ameriprise Financial Services, Inc. on October 13, 2014. Ameriprise Financial …
Jeffrey Scott Davis (Jeffrey Davis) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Losses on Investments or Misappropriation of Funds
Goodman & Nekvasil P.A., May Recover Losses on Investments or Misappropriation of Funds – Jeffrey Scott Davis (Jeffrey Davis) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2000 until Jeffrey Davis’ firing in 2013, Jeffrey Davis was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Jeffrey Davis was fired by Ameriprise Financial Services, Inc. on …
Geri Ann Delfino (Geri Delfino) a/k/a Geri Gough Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Geri Ann Delfino (Geri Delfino) a/k/a Geri Gough Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Geri Delfino’s firing in 2015, Geri Delfino was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Geri Delfino was fired by Ameriprise Financial Services, Inc. on October 16, …
Joseph Kortei Clottey (Joseph Clottey) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Kortei Clottey (Joseph Clottey) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2008 until Joseph Clottey’s firing in 2016, Joseph Clottey was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Joseph Clottey was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on July …
Gene Richard Clatterbaugh (Gene Clatterbaugh) Fired by SunTrust Investment Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Gene Richard Clatterbaugh (Gene Clatterbaugh) Fired by SunTrust Investment Services, Inc. From 2008 until Gene Clatterbaugh’s firing in 2013, Gene Clatterbaugh was licensed with SunTrust Investment Services, Inc. According to FINRA’s records, Gene Clatterbaugh was fired by SunTrust Investment Services, Inc. on January 14, 2013. SunTrust Investment Services, Inc. reported to FINRA …
David Allen Claggett (David Claggett) Fired by Wells Fargo Advisors, LLC f/k/a Wachovia Securities, LLC – Goodman & Nekvasil P.A., May Recover Losses on Fannie Mae – Freddie Mac Preferred Stock and/or Other Investments
Goodman & Nekvasil P.A., May Recover Losses on Fannie Mae – Freddie Mac Preferred Stock and/or Other Investment – David Allen Claggett (David Claggett) Fired by Wells Fargo Advisors, LLC f/k/a Wachovia Securities, LLC From 2008 until David Claggett’s firing in 2012, David Claggett was licensed with Wells Fargo Advisors, LLC. David Claggett is now licensed with Benjamin F. Edwards & …
Michael David Charest (Michael Charest) Suspended from Securities Industry and Fired by Citizens Securities, Inc. f/k/a/ CCO Investment Services Corp. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael David Charest (Michael Charest) Suspended from Securities Industry and Fired by Citizens Securities, Inc. f/k/a/ CCO Investment Services Corp. From 2013 until Michael Charest’s firing in 2015, Michael Charest was licensed with Citizens Securities, Inc. f/k/a CCO Investment Services Corp. According to FINRA’s records, Michael Charest was fired by Citizens Securities, …
Lindsey Nicole Chapman (Lindsey Chapman) a/k/a Lindsey Nicole Gladfelter and Lindsey Nicole McGinnis Fired by J.P. Morgan Securities LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Lindsey Nicole Chapman (Lindsey Chapman) a/k/a Lindsey Nicole Gladfelter and Lindsey Nicole McGinnis Fired by J.P. Morgan Securities LLC From 2012 until Lindsey Chapman’s firing in 2015, Lindsey Chapman was licensed with J.P. Morgan Securities LLC. Lindsey Chapman is now licensed with Ameriprise Financial Services, Inc. Lindsey Chapman was previously licensed with …