Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Peter Colell Jr. (Joe Colell)  Formerly Licensed with LPL Financial LLC  Joe Colell was licensed with LPL Financial LLC from 1994 to 2014. Joe Colell is now licensed with Ameriprise Financial Services, Inc. FINRA reports that two arbitration claims were filed involving Joe Colell’s conduct with LPL Financial LLC, alleging unsuitability …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Edward Davidson (Eric Davidson) Fired by Ameriprise Financial Services, Inc. From 1998 until Eric Davidson’s firing in 2013, Eric Davidson was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Eric Davidson was fired by Ameriprise Financial Services, Inc. on September 26, 2013. Ameriprise Financial Services, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Bryant George Covert (Bryant Covert) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2011 until Bryant Covert’s firing in 2014, Bryant Covert was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Bryant Covert was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on August …

Goodman & Nekvasil P.A., May Recover Investor Losses – Barbara Jane Delponte (Barbara DelPonte) a/k/a Barbara Leclair Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2000 until Barbara DelPonte’s firing in 2017, Barbara DelPonte was licensed with  Merrill Lynch, Pierce, Fenner & Smith Incorporated. Barbara DelPonte now works for Ameriprise Financial Services, Inc. According to FINRA’s records, Barbara DelPonte …

Rabinder Deshmukh (Ravi Deshmukh) Formerly Licensed with Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses Ravi Deshmukh was licensed with Ameriprise Financial Services, Inc. from 2015 to 2016. FINRA reports that an arbitration claim was filed involving Ravi Deshmukh’s conduct with Ameriprise Financial Services, Inc., alleging that from 2008 to 2015, claimants were recommended and sold …

Anthony Cummings – Financial Advisor Anthony Cummings Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Anthony Cummings CRD #4425912 From 2002 until Anthony Cummings’ firing in 2016, Anthony Cummings was licensed with Edward Jones. According to FINRA’s records, Anthony Cummings was fired by Edward Jones on July 28, 2016. Edward Jones reported to FINRA that …

Goodman & Nekvasil P.A., May Recover Investment or Loan Losses – Daniel Paul Doogs (Daniel Doogs) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 1984 until Dan Doogs’ firing in 2017, Dan Doogs was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Dan Doogs was fired by Ameriprise Financial Services, Inc. on June 2, 2017. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Anibal Drelichman Jr. (Anibal Drelichman) Formerly Licensed with Oppenheimer & Co. Inc. Anibal Drelichman was licensed with Oppenheimer & Co. Inc. from 2009 to 2017. Anibal Drelichman is now licensed with RBC Capital Markets, LLC. FINRA reports that an arbitration claim involving Anibal Drelichman’s conduct at with Oppenheimer & Co., Inc. was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Robert Lee Drew (Bob Drew) Fired by LPL Financial LLC and Barred from Securities Industry From 1997 until Bob Drew’s firing in 2013, Bob Drew was licensed with LPL Financial LLC. According to FINRA’s records, Bob Drew was fired by LPL Financial LLC on August 19, 2013. LPL Financial LLC reported to …

Goodman & Nekvasil P.A, May Recover Losses on Investments or Promissory Notes – James Michael Casey (Jim Casey) Formerly Licensed with Purshe Kaplan Sterling Investments and Integrated Wealth Management, Inc. Investigated by FINRA Jim Casey was licensed with Purshe Kaplan Sterling Investments from 2010 to 2017 and founded Integrated Wealth Management, Inc. in 2005. FINRA reports that three lawsuits and/or complaints …