Goodman & Nekvasil P.A., May Recover Investor Losses – Joeann Mitchell Walker (Joanne Walker) Formerly Licensed with Next Financial Group, Inc. and LPL Financial LLC Joanne Walker was formerly licensed with Next Financial Group, Inc. and LPL Financial LLC. FINRA reports that a complaint was filed involving Joanne Walker’s conduct with Next Financial Group, Inc. and LPL Financial LLC, alleging unauthorized …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Richard Walker (Jeffrey Walker) Permitted to Resign from LPL Financial, LLC  From 2011 until Jeffrey Walker’s resignation in 2015, Jeffrey Walker was licensed with LPL Financial, LLC. Jeffrey Walker was subsequently licensed with Client One Securities LLC and is now licensed with Citizens Securities, Inc. According to FINRA’s records, Jeffrey Walker …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jose Francisco Pinell Gadea (Jose Pinell-Gadea) Formerly Licensed with LPL Financial LLC From 2013 until Jose Pinell-Gadea’s resignation in 2014, Jose Pinell-Gadea was licensed with LPL Financial LLC. Jose Pinell-Gadea was previously licensed with Allstate Financial Services, LLC. According to FINRA’s records, Jose Pinell-Gadea resigned from LPL Financial LLC on November 17, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Arthur Willard Radle Jr. (Will Radle) Permitted to Resign from NYLife Securities LLC  From 2012 until Will Radle’s resignation in 2016, Will Radle was licensed with NYLife Securities LLC. Will Radle was subsequently licensed with MML Investors Services, LLC. According to FINRA’s records, Will Radle was permitted to resign from NYLife Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Anthony Pilla Jr. (Jim Pilla) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From October 2009 until Jim Pilla’s firing in May 2010, Jim Pilla was licensed with Ameriprise Financial Services, Inc. Jim Pilla was subsequently licensed with National Securities Corporation and Valic Financial Advisors, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Darrell Scott Pope (Darrell Pope) Suspended from Securities Industry and Fired by U.S. Bancorp Investments, Inc.  From April 2006 until Darrell Pope’s firing in December 2015, Darrell Pope was licensed with U.S. Bancorp Investments, Inc. According to FINRA’s records, Darrell Pope was fired by U.S. Bancorp Investments, Inc. on December 4, 2015. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Nick Anthony Pietrocola (Nick Pietrocola) Suspended from Securities Industry and Fired by Morgan Stanley Smith Barney  From June 2009 until Nick Pietrocola’s firing in July 2012, Nick Pietrocola was licensed with Morgan Stanley Smith Barney. Nick Pietrocola is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Nick Pietrocola was …

Goodman & Nekvasil P.A., May Recover Investor Losses – Brian Scott Palkowitsh (Brian Palkowitsh) Licensed with Transamerica Financial Advisors, Inc. Brian Palkowitsh has been licensed with Ameriprise Financial Services, Inc. since 2014. Brian Palkowitsh was previously licensed with Transamerica Financial Advisors, Inc. from 1996 to 2014. FINRA reports that an arbitration claim was filed involving Brian Palkowitsh’s conduct with Transamerica Financial …

Troy Perry – Financial Advisor Troy Perry Discharged by PNC Investments, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Troy Perry aka Troy Michael Perry CRD #2197688 From 2013 until Troy Perry’s firing in 2017, Troy Perry was licensed with PNC Investments, LLC. Troy Perry was previously licensed with MML Investors Services, LLC and CUSO Financial Services, L.P. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – Gertie Lavern Poe (Gertie Poe) a/k/a Gertie Laverne Jackson, Gertie Poe Jackson and Gertie Laverne Poe Fired by Citigroup Global Markets Inc. From 2007 until Gertie Poe’s firing in 2013, Gertie Poe was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, Gertie Poe was fired by Citigroup Global Markets, Inc. …