Joseph Kortei Clottey (Joseph Clottey) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Joseph Kortei Clottey (Joseph Clottey) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From 2008 until Joseph Clottey’s firing in 2016, Joseph Clottey was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Joseph Clottey was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on July 6, 2016. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Joseph Clottey was accused of making incomplete entries to an internal tracking system of client opportunities, resulting in otherwise unearned compensation. 

FINRA reports that Joseph Clottey has entered into two compromises with creditors and filed for Chapter 13 bankruptcy in 2009. 

If you lost any money on investments with Joseph Clottey, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated had a duty to supervise Joseph Clottey.

If you lost money on investments with Joseph Clottey and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Joseph Clottey’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Joseph Clottey and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Keywords: Joseph Kortei Clottey, Joseph Clottey, Clottey, FINRA, Merrill Lynch, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

 

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