Goodman & Nekvasil P.A. May Recover Investor Losses – Nuela Restaurant, Marca Restaurant and Nordica Development Nuela Restaurant, Marca Restaurant and Nordica Development were investments involved in a deceptive, fraudulent scheme perpetrated by Jaime Diaz. Jaime Diaz solicited four customers and a co-worker to invest in these separate business ventures. If you invested in Nuela Restaurant, Marca Restaurant or Nordica Development, …

Goodman & Nekvasil P.A. May Recover Investor Losses – Tricep Trading LLC Tricep Trading LLC is a limited liability company formed by Jeffrey Griffin as a vehicle for soliciting potential investors to give Jeffrey Griffin money to use day trading exchange traded funds. If you invested in Tricep Trading LLC through Jeffrey Griffin we may be able to help you. FINRA …

Goodman & Nekvasil P.A, May Recover Investor Losses – James Rose (James Rose) Suspended from Securities Industry and Fired by UBS Financial Services Inc. From 2005 until James Rose’s firing in 2015, James Rose was licensed with UBS Financial Services Inc. According to FINRA’s records, James Rose was fired by UBS Financial Services Inc. on March 4, 2015. UBS Financial Services …

Goodman & Nekvasil P.A, May Recover Investor Losses | Barry Hartman – Financial Advisor Barry Hartman Barred from Securities Industry  Barry Hartman CRD #1361232 From 2002 until 2015, Barry Hartman was formerly licensed with FSC Securities Corporation. According to FINRA’s records, Barry Hartman was fired by FSC Securities Corporation on March 5, 2015. FSC Securities Corporation reported to FINRA that …

Goodman & Nekvasil P.A, May Recover Investor Losses – David Albert Ross (David Ross) Suspended from Securities Industry and Fired by Woodbury Financial Services, Inc. From 2010 until David Ross’ firing in 2016, David Ross was licensed with Woodbury Financial Services, Inc. According to FINRA’s records, David Ross was fired by Woodbury Financial Services, Inc. on April 15, 2016. Woodbury Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Lee Anderson (Sparky Anderson) Barred from Securities Industry and Fired by FSC Securities Corporation From 2010 until 2015, Sparky Anderson was licensed with FSC Securities Corporation.  According to FINRA’s records, Sparky Anderson was fired by FSC Securities Corporation on January 24, 2013. FSC Securities Corporation reported to FINRA that Sparky Anderson …

Goodman & Nekvasil P.A, May Recover Investor Losses – Steven Eugene Bonner (Steven Bonner) Barred from Securities Industry and Fired by Principal Securities, Inc. From 2010 until Steven Bonner’s firing in 2017, Steven Bonner was licensed with Principal Securities, Inc. According to FINRA’s records, Steven Bonner was fired by Principal Securities, Inc. on February 8, 2017. Principal Securities, Inc. reported to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Justin Brian Mitchell (Justin Mitchell) Under Investigation by FINRA and Fired by LPL Financial LLC From 2009 until Justin Mitchell’s firing in 2017, Justin Mitchell was licensed with LPL Financial LLC. Justin Mitchell is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Justin Mitchell was fired by LPL Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael Edward Olinde (Mike Olinde) Under Investigation by FINRA and Fired by LPL Financial LLC  From 2009 until Mike Olinde’s firing in 2017, Mike Olinde was licensed with LPL Financial LLC.  Mike Olinde is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Mike Olinde was fired by LPL Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses on General Partnership Investments – Anthony Paul Lombardi (Anthony Lombardi) Formerly Licensed with Capital Financial Services, Inc., Suspended from Securities Industry From 2013 until 2015, Anthony Lombardi was licensed with Capital Financial Services, Inc. Anthony Lombardi was previously licensed with Centaurus Financial, Inc. FINRA brought a disciplinary action against Anthony Lombardi in 2016. …