Goodman & Nekvasil P.A., May Recover Investor Losses – Michael F. Halatek (Michael Halatek) Fired by Ameriprise Financial Services, Inc.  From 2013 until Michael Halatek’s firing in 2014, Michael Halatek was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Michael Halatek was fired by Ameriprise Financial Services, Inc. on April 17, 2014. Ameriprise Financial Services, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Andrew Joseph Hall (Andrew Hall) Licensed with Ameriprise Financial Services, Inc. Andrew Hall has been licensed with Ameriprise Financial Services, Inc. since 2009. FINRA reports that an arbitration claim involving Andrew Hall’s conduct with Ameriprise Financial Services, Inc. was filed, alleging mishandled accounts, negligence, breach of fiduciary duty, violation of Oregon securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ronald Allen Freeman Jr. (Ronald Freeman) Fired by Invest Financial Corporation  From 2009 until Ronald Freeman’s firing in 2016, Ronald Freeman was licensed with Invest Financial Corporation. According to FINRA’s records, Ronald Freeman was fired by Invest Financial Corporation on October 19, 2016. Invest Financial Corporation reported to FINRA that Ronald Freeman …

Goodman & Nekvasil P.A., May Recover Investor Losses – Shaun Michael Fowler (Shaun Fowler) Fired by J.P. Morgan Securities LLC From 2012 until Shaun Fowler’s firing in 2014, Shaun Fowler was licensed with  J.P. Morgan Securities LLC. Shaun Fowler was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Shaun Fowler was fired by J.P. Morgan Securities LLC on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Douglas Frank Cmelik (Doug Cmelik) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 1997 until Doug Cmelik’s firing in 2011, Doug Cmelik was licensed with Ameriprise Financial Services, Inc. Doug Cmelik was subsequently licensed with Ameritas Investment Corp. and NDX Trading, Inc. According to FINRA’s records, Doug Cmelik …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Enterologics, Inc. (ELGO) Suspended by the SEC from Trading  In suspending Enterologics, Inc. (ELGO) stock from trading, the SEC explained that Enterologics, Inc. (ELGO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2013. Goodman …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Power of The Dream Ventures Inc. (PWRV) Suspended by the SEC from Trading In suspending Power of The Dream Ventures Inc. (PWRV) stock from trading, the SEC explained that Power of The Dream Ventures Inc. (PWRV) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Saleen Automotive, Inc. (SLNN) Suspended by the SEC from Trading  In suspending Saleen Automotive, Inc. (SLNN) stock from trading, the SEC explained that Saleen Automotive, Inc. (SLNN) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Zoom Companies, Inc. (ZMMM) Suspended by the SEC from Trading  In suspending Zoom Companies, Inc. (ZMMM) stock from trading, the SEC explained that Zoom Companies, Inc. (ZMMM) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …

Goodman & Nekvasil, P.A., May Recover Investor Losses – HydroPhi Technologies Group, Inc. (HPTG) Suspended by the SEC from Trading  In suspending HydroPhi Technologies Group, Inc. (HPTG) stock from trading, the SEC explained that HydroPhi Technologies Group, Inc. (HPTG) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-KT for …