Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds, Closed-End Funds and/or Preferred Stocks – Teresa Mercedes Bravo (Teresa Bravo) Formerly Licensed with UBS Financial Services, Inc.  Teresa Bravo was licensed with UBS Financial Services, Inc. from 2011 to 2015. Teresa Bravo is now licensed with Aegis Capital Corp. FINRA reports that eight complaints and/or arbitration claims were …

Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds, Closed-End Funds and/or Preferred Stocks – Jorge Bravo Formerly Licensed with UBS Financial Services, Inc.  Jorge Bravo was licensed with UBS Financial Services, Inc. from 2011 to 2015. Jorge Bravo is now licensed with Aegis Capital Corp. FINRA reports that seven complaints and/or arbitration claims were filed involving Jorge …

Goodman & Nekvasil P.A. May Recover Investor Losses – Paul Everett Creager (Paul Creager) and Everett Builders, LLC Paul Creager was indicted in U.S. District Court on two counts of felony wire fraud on August 9, 2017. According to the indictment, Paul Creager solicited $724,024.14 from two investors in exchange for a percentage of ownership in Paul Creager’s business, Everett Builders, …

Goodman & Nekvasil P.A. May Recover Investor Losses, if any – Hajek & Hajek CPA’s P.A. Hajek & Hajek CPA’s P.A.is a Certified Public Accountant firm in St. Petersburg, FL that assisted clients in opening and administering self-directed IRA accounts and recommending and facilitating customers’ investments in these accounts. If you lost any money on investments in these IRA accounts, including …

Goodman & Nekvasil P.A, May Recover Investor Losses – Karen Elizabeth Hajek a.k.a Karen Elizabeth Kline (Karen Hajek) of Cetera Financial Specialists LLC, Suspended from Securities Industry  From 2003 until 2013, Karen Hajek worked for Cetera Financial Specialists LLC. Karen Hajek then worked for NFP Securities, Inc. FINRA brought a disciplinary action against Karen Hajek in 2016. Karen Hajek consented to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jason Daniel Sayles (Jason Sayles) Formerly Licensed with Cetera Financial Specialists LLC, Suspended from Securities Industry  From 2007 until 2013, Jason Sayles was licensed with Cetera Financial Specialists LLC Jason Sayles was then licensed with NFP Securities, Inc. FINRA brought a disciplinary action against Jason Sayles in 2016. Jason Sayles consented to …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael William Hajek III (Michael Hajek) Formerly Licensed with Cetera Financial Specialists LLC, Suspended from Securities Industry From 2003 until 2013, Michael Hajek was licensed with Cetera Financial Specialists LLC Michael Hajek was then licensed with NFP Securities, Inc. FINRA brought a disciplinary action against Michael Hajek in 2016. Michael Hajek consented …

Goodman & Nekvasil P.A. May Recover Investor Losses on Promissory Notes – Blackridge Technologies James Nixon, a licensed financial advisor, was fired by Bridge Capital Associate, Inc. after being accused of selling $700,000 in Blackridge Technologies, a Reg. D private placement, away from his employing brokerage dealer in violation of FINRA Rule 3040. FINRA suspended Jeffrey Nixon for his involvement in …

Goodman & Nekvasil P.A, May Recover Investor Losses – Jaime Andres Diaz (Jaime Diaz) Formerly Licensed with National Securities Corporation, Barred from Securities Industry From 2007 until 2011, Jaime Diaz was licensed with National Securities Corporation.  FINRA brought a disciplinary action against Jaime Diaz in 2013. Jaime Diaz was barred from the securities industry and ordered to pay $600,000 in restitution. …