Goodman & Nekvasil, P.A., May Recover Investor Losses – Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) Suspended by the SEC from Trading  In suspending Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) stock from trading, the SEC explained that Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Medbook World Inc. (MBOO) Suspended by the SEC from Trading In suspending Medbook World Inc. (MBOO) stock from trading, the SEC explained that Medbook World Inc. (MBOO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended September …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Montalvo Spirits, Inc. (TQLA) Suspended by the SEC from Trading  In suspending Montalvo Spirits, Inc. (TQLA) stock from trading, the SEC explained that Montalvo Spirits, Inc. (TQLA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended March …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Kalex Corp. (KLXC) Suspended by the SEC from Trading  In suspending Kalex Corp. (KLXC) stock from trading, the SEC explained that Kalex Corp. (KLXC) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended March 31, 2015. Goodman …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Kogeto, Inc. (KGTO) Suspended by the SEC from Trading In suspending Kogeto, Inc. (KGTO) stock from trading, the SEC explained that Kogeto, Inc. (KGTO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2014. Goodman …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joan Gorham Fired by Morgan Stanley From 2009 until Joan Gorham’s firing in 2015, Joan Gorham was licensed with Morgan Stanley. According to FINRA’s records, Joan Gorham was fired by Morgan Stanley on March 25, 2015. Morgan Stanley reported to FINRA that Joan Gorham’s firing related to allegations regarding Joan Gorham’s handling …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward E. Gottlieb (Edward Gottlieb) Fired by Wells Fargo Advisors From 2011 until Edward Gottlieb’s firing in 2017, Edward Gottlieb was licensed with Wells Fargo Clearing Services, LLC. According to FINRA’s records, Edward Gottlieb was fired by Wells Fargo Advisors on January 18, 2017. Wells Fargo Advisors reported to FINRA that Edward …

Goodman & Nekvasil P.A., May Recover Investor Losses – Dylan Patrick Grayson (Dylan Grayson) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2012 until Dylan Grayson’s firing in 2015, Dylan Grayson was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Dylan Grayson was fired by Merrill Lynch, Pierce, Fenner …

Goodman & Nekvasil P.A., May Recover Investor Losses – Samuel Lawayne Haddix (Samuel Haddix) Formerly Licensed with Ameriprise Financial Services, Inc.  From 2002 until Samuel Haddix’s resignation in 2017, Samuel Haddix was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Samuel Haddix resigned from Ameriprise Financial Services, Inc. on January 13, 2017. Ameriprise Financial Services, Inc. reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – John Robert Halasz (John Halasz) Fired by Calton & Associates, Inc. From 2016 until John Halasz’ firing in 2017, John Halasz was licensed with Calton & Associates, Inc. John Halasz was previously licensed with Ameriprise Financial Services, Inc. from 2012 to 2015. According to FINRA’s records, John Halasz was fired by Calton …