William Glubiak – Arbitration Claims Filed Involving Financial Advisor William Glubiak | Goodman & Nekvasil, P.A. May Recover Investor Losses
William Glubiak CRD #2552443
William Glubiak has been licensed with Securities America, Inc. since 2005. FINRA reports that three arbitration claims were filed involving William Glubiak’s conduct with Securities America, Inc. alleging misrepresentation, overconcentration, breach of fiduciary duty, negligence, fraud, violations of the Ohio Securities Act, and/or violation of FINRA rules. These three arbitration claims settled for $325,000, $120,000 and $113,000.
If you lost money on investments with William Glubiak, you may be able to recover your losses from Securities America, Inc. This is because Securities America, Inc. had a duty to supervise William Glubiak.
If you lost money on investments with William Glubiak and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc. concerning William Glubiak’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with William Glubiak and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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