Goodman & Nekvasil P.A., May Recover Investor Losses – Bruce Scott Birke (Bruce Birke) Suspended from Securities Industry and Fired by Accelerated Capital Group, Inc. From June 2012 until Bruce Birke’s firing in June 2015, Bruce Birke was licensed with Accelerated Capital Group, Inc. Bruce Birke was previously licensed with Crown Capital Securities, L.P. According to FINRA’s records, Bruce Birke was …
Hernan Oswin Bermudez (Hernan Bermudez) Fired by Wells Fargo Advisors, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Hernan Oswin Bermudez (Hernan Bermudez) Fired by Wells Fargo Advisors, LLC From February 2011 until Hernan Bermudez’s firing in November 2015, Hernan Bermudez was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Hernan Bermudez was fired by Wells Fargo Advisors, LLC on November 6, 2015. Wells Fargo Advisors, LLC reported …
Timothy David Ballard (Tim Ballard) Fired by Securities America, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Timothy David Ballard (Tim Ballard) Fired by Securities America, Inc. and Barred from Securities Industry From 2015 until Tim Ballard’s firing in 2016, Tim Ballard was licensed with Securities America, Inc. Tim Ballard was previously licensed with National Planning Corporation. According to FINRA’s records, Tim Ballard was fired by Securities America, Inc. …
Angel Manuel Aviles (Angel Aviles) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Angel Manuel Aviles (Angel Aviles) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2005 until Angel Aviles’s firing in 2013, Angel Aviles was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Angel Aviles was fired by Ameriprise Financial Services, Inc. on January 24, 2013. Ameriprise Financial …
Steven Turner Allen (Steve Allen) a/k/a Steve Turner Fired by Raymond James Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Turner Allen (Steve Allen) a/k/a Steve Turner Fired by Raymond James Financial Services, Inc. From 2007 until Steve Allen’s firing in 2017, Steve Allen was licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Steve Allen was fired by Raymond James Financial Services, Inc. on May 24, 2017. Raymond …
Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Edman Alicea Rodriguez (Edman Alicea) Licensed with Popular Securities, LLC Edman Alicea has been licensed with Popular Securities, LLC since 2011. FINRA reports that an arbitration claim involving Edman Alicea’s conduct with Popular Securities, LLC was filed, alleging that Edman Alicea made an unsuitable recommendation …
Ivan Antonio Claudio (Ivan Claudio) – Customer Disputes Filed Involving Financial Advisor/Broker Ivan Claudio
Ivan Antonio Claudio (Ivan Claudio) – Customer Disputes Filed Involving Financial Advisor/Broker Ivan Claudio | Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds Ivan Antonio Claudio (Ivan Claudio) CRD #1566647 Ivan Claudio was licensed with Santander Securities, LLC from 1997 to 2016. Ivan Claudio is now licensed with Aegis Capital Corp. FINRA reports that three …
Aaron Thomas Schnieber (Aaron Schnieber) Fired by Key Investment Services LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Aaron Thomas Schnieber (Aaron Schnieber) Fired by Key Investment Services LLC From 2012 until Aaron Schnieber’s firing in 2014, Aaron Schnieber was licensed with Key Investment Services LLC. According to FINRA’s records, Aaron Schnieber was fired by Key Investment Services LLC on December 5, 2014. Key Investment Services LLC reported to FINRA …
Nicholas Joseph Cavalcante (Nick Cavalcante) a/k/a Nick Conti Formerly Licensed with Aegis Capital Corp. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Nicholas Joseph Cavalcante (Nick Cavalcante) a/k/a Nick Conti Formerly Licensed with Aegis Capital Corp. Nick Cavalcante was licensed with Aegis Capital Corp. from 2010 to 2012. Nick Cavalcante was subsequently licensed with Meyers Associates, L.P., Laidlaw & Company (UK) Ltd., and First Standard Financial Company LLC. FINRA reports that an arbitration claim …
Jose Alberto Castillo (Jose Castillo) of UBS Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Puerto Rico Bonds and Closed-End Funds – Jose Alberto Castillo (Jose Castillo) Formerly Licensed with UBS Financial Services, Inc. Jose Castillo was licensed with UBS Financial Services, Inc. from 2008 to 2014. Jose Castillo was subsequently licensed with Aegis Capital Corp. FINRA reports that an arbitration claim was filed involving Jose Castillo’s …