Goodman & Nekvasil P.A., May Recover Investor Losses – William Michael Dobrow (Bill Dobrow) Permitted to Resign from Ameriprise Financial Services, Inc.  From 2008 until Bill Dobrow’s resignation in 2015, Bill Dobrow was licensed with Ameriprise Financial Services, Inc. Bill Dobrow was subsequently licensed with Arive Capital Markets and now works for Buckman, Buckman & Reid, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Charles Dvorak (Joshua Dvorak) Formerly Licensed with Fidelity Brokerage Services LLC From 2014 until Joshua Dvorak’s resignation in 2016, Joshua Dvorak was licensed with Fidelity Brokerage Services LLC. Joshua Dvorak was subsequently licensed with J.P. Morgan Securities LLC and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jason Martin Duhon (Jason Duhon) Fired by Alamo Capital  From 2012 until Jason Duhon’s firing in 2013, Jason Duhon was licensed with Alamo Capital. Jason Duhon was subsequently licensed with Cabot Lodge Securities LLC and Newbridge Securities Corporation. According to FINRA’s records, Jason Duhon was fired by Alamo Capital on August 6, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Geno Cleveland Gates (Geno Gates) a/k/a Gene Cleveland Gates Fired by LPL Financial LLC and Barred from Securities Industry From 2011 until Geno Gates’ firing in 2013, Geno Gates was licensed with LPL Financial LLC. Geno Gates was previously licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Geno Gates was …

Goodman & Nekvasil P.A., May Recover Losses in ETFs or Other Investments – Jeffrey Lawrence Gibbons (Jeff Gibbons) Formerly Licensed with LPL Financial LLC  Jeff Gibbons was licensed with LPL Financial LLC from 2003 to 2016. FINRA reports that an arbitration claim was filed involving Jeff Gibbons’ conduct with LPL Financial LLC, alleging excessive trading resulting in account losses. This arbitration …

Goodman & Nekvasil P.A. May Recover Investor Losses – PEI Worldwide (PEIW) Penny Stock According to the SEC, PEI Worldwide (PEIW) is a penny stock company that was once sold out of a “boiler room” alongside Systems America, Inc. (SYAI) a/k/a Cloudeeva, Inc., Healthient, Inc. (SNAX) and Sycamore Ventures, Inc. (SYVN) as part of a fraudulent pump-and-dump-scheme. FINRA reports that Doug …

Goodman & Nekvasil P.A., May Recover Losses on Selden Companies, LLC Stock – John Scott Elliott (John Elliott) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2011 until John Elliott’s firing in 2016, John Elliott was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, John Elliott was fired by Ameriprise Financial Services, Inc. on August …

Goodman & Nekvasil P.A. May Recover Investor Losses – Selden Companies, LLC Involved in Ponzi Scheme The Western District of Missouri filed a civil forfeiture complaint against Mark Sellers in April 2017. The forfeiture complaint alleged that Mark Sellers operated an investment fraud scheme through Mark Sellers’ company, Selden Companies, LLC. According to the United States Attorney’s Office for the Western …

Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Fisher Formerly Licensed with Wells Fargo Advisors, LLC  Michael Fisher was licensed with Wells Fargo Advisors, LLC from 2012 to 2016. Michael Fisher was previously licensed with UBS Financial Services, Inc. Michael Fisher is now licensed with Ameriprise Financial Services, Inc. FINRA reports that an arbitration claim involving Michael Fisher’s conduct …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Ivanhoe Energy, Inc. (IVANF) Suspended by the SEC from Trading In suspending Ivanhoe Energy, Inc. (IVANF) stock from trading, the SEC explained that Ivanhoe Energy, Inc. (IVANF) was suspended due to a lack of current and accurate information about the company, it has not filed any periodic reports since the period ended …