Silvergraph International, Inc. (SVGP) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses

Goodman & Nekvasil, P.A., May Recover Investor Losses – Silvergraph International, Inc. (SVGP) Suspended by the SEC from Trading  In suspending Silvergraph International, Inc. (SVGP) stock from trading, the SEC explained that Silvergraph International, Inc. (SVGP) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended …

Icon Vapor, Inc. (ICNVQ) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses

Goodman & Nekvasil, P.A., May Recover Investor Losses – Icon Vapor, Inc. (ICNVQ) Suspended by the SEC from Trading In suspending Icon Vapor, Inc. (ICNVQ) stock from trading, the SEC explained that Icon Vapor, Inc. (ICNVQ) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …

Experience Art and Design, Inc. (EXAD) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses

Goodman & Nekvasil, P.A., May Recover Investor Losses – Experience Art and Design, Inc. (EXAD) Suspended by the SEC from Trading  In suspending Experience Art and Design, Inc. (EXAD) stock from trading, the SEC explained that Experience Art and Design, Inc. (EXAD) was suspended because its Forms 10-K for the periods ended December 31, 2013, 2014, 2015, and 2016 were materially deficient …

Gary Marlin Arford (Gary Arford) Permitted to Resign from Comprehensive Wealth Management, LLC, Fired by Independent Financial Group, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Gary Marlin Arford (Gary Arford) Permitted to Resign from Comprehensive Wealth Management, LLC, Fired by Independent Financial Group, LLC and Barred from Securities Industry From 2001 until Gary Arford’s resignation in 2014, Gary Arford was licensed with Comprehensive Wealth Management, LLC. Garry Arford was also licensed with Geneos Wealth Management, Inc. and …

Sami Ramzi Abuhamad (Sami Abuhamad) Fired by J.P. Morgan Securities LLC – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Sami Ramzi Abuhamad (Sami Abuhamad) Fired by J.P. Morgan Securities LLC From 2014 until Sami Abuhamad’s firing in 2017, Sami Abuhamad was licensed with J.P. Morgan Securities LLC. According to FINRA’s records, Sami Abuhamad was fired by J.P. Morgan Chase Bank, N.A. on January 24, 2017. J.P. Morgan Chase Bank, N.A. reported …

Joel Blum – Financial Advisor Joel Blum Suspended from Securities Industry

Goodman & Nekvasil P.A., May Recover Investor Losses | Joel Blum – Financial Advisor Joel Blum Suspended from Securities Industry  Joel Blum CRD #4905379 From 2008 until Joel Blum’s firing in 2014, Joel Blum was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Joel Blum is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Joel Blum was …

Robert Turpin – Financial Advisor Robert Turpin Barred from Securities Industry

Robert Turpin – Financial Advisor Robert Turpin Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses on Promissory Notes  Robert Turpin CRD #1063249 From 2010 until Robert Turpin’s firing in 2015, Robert Turpin was licensed with Source Capital Group, Inc. According to FINRA’s records, Robert Turpin was fired by Source Capital Group, Inc. on September 2, 2015. Source …

Donald P. Southwick (Donald Southwick) Formerly Licensed with CSSC Brokerage Services, Inc. Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Donald P. Southwick (Donald Southwick) Formerly Licensed with CSSC Brokerage Services, Inc. Suspended from Securities Industry Donald Southwick was licensed with CSSC Brokerage Services, Inc. from 2012 to 2015. Donald Southwick was previously licensed with FSC Securities Corporation. Donald Southwick was suspended from the securities and investment banking industry for 6 …