Goodman & Nekvasil P.A. May Recover Investor Losses – Bull Run Capital Holdings, LLC Bull Run Capital Holdings, LLC was an Avenir Financial Group branch office that was owned and ran by Cesar Rodriguez, in Bloomington, Illinois. If you purchased promissory notes or equity self-offerings in Bull Run Capital Holdings, LLC, through Cesar Rodriguez, we may help you. FINRA barred Cesar …
Cesar Omar Rodriguez (Cesar Rodriguez) Barred from Securities Industry and Fired by Avenir Financial Group – Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments
Goodman & Nekvasil P.A, May Recover Investor Losses on Conservation Easement Investments – Cesar Omar Rodriguez (Cesar Rodriguez) Barred from Securities Industry and Fired by Avenir Financial Group From 2013 until Cesar Rodriguez’s firing in 2015, Cesar Rodriguez was licensed with Avenir Financial Group. Cesar Rodriguez was previously licensed with American Trust Investment Services, Inc. According to FINRA, Cesar Rodriguez was …
Lightfleet Corporation – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – Lightfleet Corporation Lightfleet Corporation is an Oregon corporation formed in 2003 for the purpose of developing computer networking technology. If you invested in Lightfleet Corporation through Aaron O’Neal or Gary Meier, who were licensed brokers and investment adviser representatives at the time, we can help you. The State of Washington’s Securities Division …
Lakeview Capital Management, LLC – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – Lakeview Capital Management, LLC Lakeview Capital Management, LLC is a start-up investment advisory business, formed by Scott Wilder in June 2009. If you invested in promissory notes issued by Lakeview Capital Management, LLC through Scott Wilder, we can help you. FINRA suspended Scott Wilder, a licensed financial advisor, for soliciting at least …
Robert Scott Wilder (Scott Wilder) Formerly Licensed with Sterne Agee Financial Services, Inc., Suspended from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Robert Scott Wilder (Scott Wilder) Formerly Licensed with Sterne Agee Financial Services, Inc., Suspended from Securities Industry From 2013 until 2015, Scott Wilder was licensed with Sterne Agee Financial Services, Inc. Scott Wilder was previously licensed with Triad Advisors, Inc. FINRA brought a disciplinary action against Scott Wilder in 2017. Scott Wilder …
Goodman & Nekvasil P.A, May Recover Investor Losses – Terry Dean Bahgat (Tarek Bahgat) Formerly Licensed with Cambridge Investment Research, Inc., Barred from Securities Industry and Accused of Theft
Terry Dean Bahgat (Tarek Bahgat) Formerly Licensed with Cambridge Investment Research, Inc., Barred from Securities Industry and Accused of Theft – Goodman & Nekvasil P.A, May Recover Investor Losses From 2010 until 2015, Tarek Bahgat was licensed with Cambridge Investment Research, Inc. Tarek Bahgat was then licensed with Gradient Securities, LLC. FINRA brought a disciplinary action against Tarek Bahgat in 2017. …
Leah Rebecca Bullen (Leah Bullen) Fired by Wells Fargo Advisors, LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Leah Rebecca Bullen (Leah Bullen) Fired by Wells Fargo Advisors, LLC From 2008 until Leah Bullen’s firing in 2016, Leah Bullen was licensed with Wells Fargo Advisors, LLC According to FINRA’s records, Leah Bullen was fired by Wells Fargo Advisors, LLC on January 7, 2016. Wells Fargo Advisors, LLC reported to FINRA …
Leonard Voris Fox Jr. (Leonard Fox) Formerly Licensed with FSC Securities Corporation, Barred from Securities Industry — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Leonard Voris Fox Jr. (Leonard Fox) Formerly Licensed with FSC Securities Corporation, Barred from Securities Industry From 2013 until 2016, Leonard Fox was licensed with FSC Securities Corporation. Leonard Fox was previously licensed with Morgan Stanley. FINRA brought a disciplinary action against Leonard Fox in 2016. Leonard Fox consented to a bar …
David E. Kuntz (David Kuntz) Permitted to Resign from National Planning Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – David E. Kuntz (David Kuntz) Permitted to Resign from National Planning Corporation From 2005 until David Kuntz’ resignation in 2013, David Kuntz was licensed with National Planning Corporation. After that, David Kuntz was licensed with Berthel, Fisher & Company Financial Services, Inc. According to FINRA’s records, David Kuntz was permitted to resign from …
William Jeremiah Thompson (William Thompson) a/k/a William Jerry Thompson Fired by Investacorp, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Conservation Easements
Goodman & Nekvasil P.A., May Recover Investor Losses on Conservation Easements – William Jeremiah Thompson (William Thompson) a/k/a William Jerry Thompson Fired by Investacorp, Inc. From 2012 until William Thompson’s firing in 2015, William Thompson was licensed with Investacorp, Inc. William Thompson was previously licensed with Ameriprise Financial Services, Inc. William Thompson is now licensed with Kestra Investment Services, LLC. According …