Goodman & Nekvasil P.A, May Recover Investor Losses – Kenneth Dominic Savino (Kenneth Savino) Suspended from Securities Industry and Fired by LPL Financial LLC From 2010 until Kenneth Savino’s firing in 2015, Kenneth Savino was licensed with LPL Financial LLC. Kenneth Savino is now licensed with FSC Securities Corporation. According to FINRA’s records, Kenneth Savino was fired by LPL Financial LLC on …

Goodman & Nekvasil P.A, May Recover Investor Losses – Steven Mark Wyatt (Steve Wyatt) Suspended from Securities Industry and Fired by Morgan Stanley Smith Barney From 2009 until Steve Wyatt’s firing in 2012, Steve Wyatt was licensed with Morgan Stanley Smith Barney.  According to FINRA’s records, Steve Wyatt was fired by Morgan Stanley Smith Barney on June 22, 2012. Morgan Stanley …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lawrence Alan Stack (Larry Stack) Suspended from Securities Industry and Fired by Questar Capital Corporation  From 2011 until Larry Stack’s firing in 2015, Larry Stack worked for Questar Capital Corporation. According to FINRA’s records, Larry Stack was fired by Questar Capital Corporation on October 9, 2015. Questar Capital Corporation reported to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Fredrick Rueger (Christopher Rueger) Fired by Edward Jones  From 2007 until Christopher Rueger’s firing in 2013, Christopher Rueger was licensed with Edward Jones. Christopher Rueger was also licensed with Sigma Financial Corporation. Christopher Rueger is now licensed with L.M. Kohn & Company. According to FINRA’s records, Christopher Rueger was discharged by …

Scott Martin Scherer (Scott Scherer) Financial Advisor/Broker Scott Scherer Discharged by Preferred Capital Securities, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses  From 2016 until Scott Scherer’s firing in 2017, Scott Scherer was licensed with Preferred Capital Securities, LLC. Scott Scherer was previously licensed with Newbridge Securities Corporation. Scott Scherer is now licensed withTCFG Wealth Management, LLC. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Mitesh Shere (Mitesh Shere) Barred from Securities Industry  Mitesh Shere was licensed with Newbridge Securities Corporation from 2009 until 2012. FINRA reports that seven arbitration claims or complaints have been filed alleging sales practice violations against Mitesh Shere. All seven claims/complaints settled, with the largest settling for $288,000. FINRA brought a disciplinary …

Michael McTigue – Financial Advisor Michael McTigue Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses  Michael McTigue CRD #3031287 From 2016 until Michael McTigue’s resignation in 2017, Michael McTigue was licensed with ProEquities, Inc. Between 2010 and 2017 Michael McTigue was also licensed with Lincoln Investment and Investacorp, Inc. According to FINRA’s records, Michael McTigue resigned from ProEquities, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Daeil Dave Ro (Daeil Ro) Suspended by the State of Washington and Fired by Ameriprise Financial Services, Inc. From 2012 until Daeil Ro’s firing in 2016, Daeil Ro was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Daeil Ro was fired by Ameriprise Financial Services, Inc. on June 6, 2016. …

Michael Ott – Financial Advisor Michael Ott Resigned from Firm | Goodman & Nekvasil P.A, May Recover Investor Losses  Michael Ott CRD #5131748 From 2006 until Michael Ott’s resignation in 2016, Michael Ott was licensed with AXA Advisors, LLC. According to FINRA’s records, Michael Ott resigned from AXA Advisors, LLC on February 1, 2016. AXA Advisors, LLC reported to FINRA that …

Goodman & Nekvasil P.A, May Recover Investor Losses – Thomas Joseph Breslin, Jr. (Thomas Breslin) Suspended from Securities Industry and Fired by LPL Financial LLC From 2005 until Thomas Breslin’s firing in 2016, Thomas Breslin was licensed with LPL Financial LLC. According to FINRA’s records, Thomas Breslin was fired by LPL Financial LLC on March 23, 2016. LPL Financial LLC reported to …