Goodman & Nekvasil P.A, May Recover Investor Losses – Justin Brian Mitchell (Justin Mitchell) Under Investigation by FINRA and Fired by LPL Financial LLC From 2009 until Justin Mitchell’s firing in 2017, Justin Mitchell was licensed with LPL Financial LLC. Justin Mitchell is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Justin Mitchell was fired by LPL Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael Edward Olinde (Mike Olinde) Under Investigation by FINRA and Fired by LPL Financial LLC  From 2009 until Mike Olinde’s firing in 2017, Mike Olinde was licensed with LPL Financial LLC.  Mike Olinde is now licensed with Capital Financial Services, Inc. According to FINRA’s records, Mike Olinde was fired by LPL Financial …

Goodman & Nekvasil P.A, May Recover Investor Losses on General Partnership Investments – Anthony Paul Lombardi (Anthony Lombardi) Formerly Licensed with Capital Financial Services, Inc., Suspended from Securities Industry From 2013 until 2015, Anthony Lombardi was licensed with Capital Financial Services, Inc. Anthony Lombardi was previously licensed with Centaurus Financial, Inc. FINRA brought a disciplinary action against Anthony Lombardi in 2016. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Chad Daniel Hornaday (Chad Hornaday) Barred from the Securities Industry and Permitted to Resign from AXA Advisors, LLC  From 2013 until Chad Hornaday’s resignation in 2016, Chad Hornaday was licensed with AXA Advisors, LLC. Chard Hornaday was previously licensed with National Planning Corporation. According to FINRA’s records, Chad Hornaday was permitted to resign …

Goodman & Nekvasil P.A, May Recover Investor Losses – Michael Joseph Cortes (Mike Cortes) Suspended from Securities Industry and Fired by MetLife Securities Inc. From 2003 until Mike Cortes’s firing in 2015, Mike Cortes was licensed with MetLife Securities Inc. According to FINRA’s records, Mike Cortes was fired by MetLife Securities Inc. on March 23, 2015. MetLife Securities Inc. reported to …

William August Glaser (Bill Glaser) Barred from Securities Industry and Fired by National Planning Corporation — Goodman & Nekvasil P.A, May Recover Investor Losses on Promissory Notes From 2007 until Bill Glaser’s firing in 2017, Bill Glaser was licensed with National Planning Corporation. According to FINRA’s records, Bill Glaser was fired by National Planning Corporation on June 26, 2017. National …

Goodman & Nekvasil P.A, May Recover Investor Losses – Christopher Ronald Olson (Christopher Olson) Permitted to Resign from National Planning Corporation From 2005 until Christopher Olson’s resignation in 2013, Christopher Olson was licensed with National Planning Corporation. Christopher Olson was then licensed with Berthel, Fisher & Company Financial Services, Inc. According to FINRA’s records, Christopher Olson was permitted to resign from …

Tina Lukan – Financial Advisor Tina Lukan Barred from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Tina Lukan CRD #4375312 From 2008 until Tina Lukan’s resignation 2014, Tina Lukan was licensed with Cambridge Investment Research, Inc. According to FINRA’s records, Tina Lukan was permitted to resign from Cambridge Investment Research, Inc. on September 29, 2014. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Rosalie Sias – Brittney Jade Sias, Barred from Securities Industry  From 2013 until Rosalie Sias’ firing in 2017, Rosalie Sias was licensed with Western International Securities, Inc. Rosalie Sias was previously licensed with U.S. Bancorp Investments, Inc. According to FINRA’s records, Rosalie Sias was fired by Western International Securities, Inc. on October …

Robert Kelly Themm (Bob Themm) Barred from Securities Industry and Fired by Moloney Securities Co., Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses From 2011 until Bob Themm’s firing in 2014, Bob Themm was licensed with Moloney Securities Co., Inc. According to FINRA’s records, Bob Themm was fired by Moloney Securities Co., Inc. on March 12, 2014. Moloney Securities …