Goodman & Nekvasil P.A, May Recover Investor Losses – Daniel James Tromello (Daniel Tromello) Barred from Securities Industry and Permitted to Resign from Transamerica Financial Advisors, Inc. From 2014 until Daniel Tromello’s resignation in 2015, Daniel Tromello was licensed with Transamerica Financial Advisors, Inc. According to FINRA’s records, Daniel Tromello was permitted to resign from Transamerica Financial Advisors, Inc. on September …

Goodman & Nekvasil P.A, May Recover Investor Losses | Nathan Silva – Financial Advisor Nathan Silva Barred from the Securities Industry Nathan Silva CRD #5291177 From 2007 until Nathan Silva’s firing in 2014, Nathan Silva was licensed with Ameritas Investment Corp.  According to FINRA’s records, Nathan Silva was fired by Ameritas Investment Corp. on November 20, 2014. Ameritas Investment Corp. reported …

Goodman & Nekvasil P.A, May Recover Investor Losses on Promissory Notes – Gregg Alan Beemer (Gregg Beemer) Formerly Licensed with Lincoln Investment, Barred from the Securities Industry  From 1993 until 2012, Gregg Beemer was licensed with Capital Analysts, Incorporated. Gregg Beemer was then licensed with Lincoln Investment. According to FINRA’s records, an arbitration claim was filed alleging that Gregg Beemer solicited and …

Goodman & Nekvasil P.A, May Recover Investor Losses – John Randall Gladden (Randy Gladden) Suspended from Securities Industry and Permitted to Resign from Securities Equity Group  From 2002 until Randy Gladden’s resignation in 2016, Randy Gladden was licensed with Securities Equity Group. According to FINRA’s records, Randy Gladden was permitted to resign from Securities Equity Group on March 15, 2016. Securities Equity …

Goodman & Nekvasil P.A, May Recover Investor Losses – Dennis Boyd McMurray (Dennis McMurray) Suspended by FINRA and Resigned from Girard Securities, Inc. From 2013 until Dennis McMurray’s resignation in 2016, Dennis McMurray was licensed with Girard Securities, Inc. Dennis McMurray was previously licensed with LPL Financial LLC. According to FINRA’s records, Dennis McMurray resigned from Girard Securities, Inc. on August …

Gary Meier – Gary Alan Meier, Financial Advisor Ordered to Cease and Desist | Goodman & Nekvasil, P.A. May Recover Investor Losses Gary Meier CRD #1591561 From 2013 until 2015, Gary Meier was licensed with Cambridge Investment Research, Inc. Gary Meier was also licensed with Symetra Investment Services, Inc. FINRA reports the State of Washington filed an enforcement action against Gary …

Goodman & Nekvasil P.A, May Recover Investor Losses – John L Shockey (John Shockey) Suspended from Securities Industry and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated From 2005 until John Shockey’s resignation in 2014, John Shockey was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. John Shockey was then licensed with Summit Brokerage Services, Inc. According to FINRA’s …

Aaron ONeal – Financial Advisor Aaron ONeal Discharged From U.S. Bancorp Investments, Inc. | Goodman & Nekvasil, PA May Recover Investor Losses Aaron ONeal CRD #4629971 From 2013 until Aaron O’Neal’s firing in 2017, Aaron O’Neal was licensed with U.S. Bancorp Investments, Inc. Aaron O’Neal was also licensed with Principal Securities, Inc. and MetLife Securities Inc. According to FINRA’s records, Aaron …

Goodman & Nekvasil P.A. May Recover Investor Losses – Miami International Holdings, Inc. (MIH) FINRA suspended John Shockey for his sale of Miami International Holdings, Inc. (MIH) shares. If you invested in Miami International Holdings, Inc. (MIH) through John Shockey, and you lost money, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith, Inc. and/or …

Ryan Paugh – Financial Advisor Ryan Paugh Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Investor Losses  Ryan Paugh CRD #4827214 From 2012 until Ryan Paugh’s firing in 2015, Ryan Paugh was licensed with J.P. Morgan Securities LLC. Ryan Paugh was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Ryan Paugh was fired by J.P. …