Goodman & Nekvasil P.A, May Recover Investor Losses – Jeffrey Lee Anderson (Sparky Anderson) Barred from Securities Industry and Fired by FSC Securities Corporation
From 2010 until 2015, Sparky Anderson was licensed with FSC Securities Corporation. According to FINRA’s records, Sparky Anderson was fired by FSC Securities Corporation on January 24, 2013. FSC Securities Corporation reported to FINRA that Sparky Anderson was fired after Sparky Anderson confirmed that he made certain payments to a client for a limited time period.
Subsequent to Sparky Anderson’s firing, FINRA brought a disciplinary action against Sparky Anderson in 2013. Sparky Anderson was barred from the securities industry for failing to respond to FINRA’s request for information.
If you lost any money on investments with Sparky Anderson, you may be able to recover your losses from FSC Securities Corporation. This is because FSC Securities Corporation had a duty to supervise Sparky Anderson.
If you lost money on investments with Sparky Anderson, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against FSC Securities Corporation, concerning Sparky Anderson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Sparky Anderson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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